| OPPRESSION AND LIBERTY
By
Simon Weil
ROUTLEDGE AND KEGAN PAUL LTD
London, 1936
ANALYSIS OF OPPRESSION
The problem is, in short, to know what it is that links oppression in general and each
form of oppression in particular to the system of production; in other words to succeed in
grasping the mechanism of oppression, in understanding by what it means it arises,
subsists, transforms itself, by what means, perhaps it might theoretically disappear. This
is, to all intents and purposes, a novel question. For centuries past, noble minds have
regarded the power of oppressors as constituting a usurpation pure and simple, which one
had to try to oppose either by simply expressing a radical disapproval of it, or else by
armed force placed at the service of justice. In either case, failure has always been
complete; and never was it more strikingly so than when it took on momentarily the
appearance of victory, as happened with the French Revolution, when, after having
effectively succeeded in bringing about the disappearance of a certain form of oppression,
people stood by, helpless, watching a new oppression immediately being set up in its
place.
In his ponderings over this resounding failure, which had come to crown all previous
ones, Marx finally came to understand that you cannot abolish oppression so long as the
causes which make it inevitable remain, and that these causes reside in the objective -
that is to say material - conditions of the social system. He consequently elaborated a
completely new conception of oppression, no longer considered as the usurpation of a
privilege, but as the organ of a social function. This function is that very one which
consists in developing the productive forces, in so far as this development calls for
severe efforts and serious hardships; and Marx and Engels perceived a reciprocal
relationship between this development and social oppression.
In the first place, according to them, oppression becomes established only when
improvements in production have brought about a division of labour sufficiently advanced
for exchange, military command and government to constitute distinct functions; on the
other hand, oppression, once established, stimulates the further development of the
productive forces, and changes in form as and when this development so demands, until the
day; when, having become a hindrance to it instead of a help, it disappears purely and
simply.
However brilliant the concrete analyses may be by which Marxists have illustrated this
thesis, and although it constitutes an improvement on the naive expressions of indignation
which it replaced, one cannot say that it throws light on the mechanism of oppression.
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It only partially describes its origins; for why should the division of labour
necessarily turn into oppression? It by no means entitles us to a reasonable expectation
of its ending; for if Marx believed himself to have shown how the capitalist system
finally hinders production, he did not even attempt to prove that, in our day, any other
oppressive system would hinder it in like manner. Furthermore, one fails to understand why
oppression should not manage to continue, even after it has become a factor of economic
regression. Above all, Marx omits to explain why oppression is invincible as long as it is
useful, why the oppressed in revolt have never succeeded in founding a non-oppressive
society, whether on the basis of the productive forces of their time, or even at the cost
of an economic regression which could hardly increase their misery; and, lastly, he leaves
completely in the dark the general principles of the mechanism by which a given form of
oppression is replaced by another.
What is more, not only have Marxists not solved a single one of these problems, but
they have not even thought it their duty to formulate them. It has seemed to them that
they had sufficiently accounted for social oppression by assuming that it corresponds to a
function in the struggle against nature. Even then, they have only really brought out this
correspondence in the case of the capitalist system; but, in any case, to suppose that
such a correspondence constitutes an explanation of the phenomenon is to apply
unconsciously to social organisms Lamarck's famous principle, as unintelligible as it is
convenient, "the function creates the organ." Biology only started to be a
science on the day when Darwin replaced this principle by the notion of conditions of
existence. The improvement lies in the fact that the function is no longer considered as
the cause, but as the result of the organ the only intelligible order; the part played by
cause is henceforth attributed only to a blind mechanism, that of heredity combined with
accidental variations. Actually, by itself, all this blind mechanism can do is to produce
haphazardly anything whatsoever; the adaptation of the organ to the function here enters
into play in such a manner as to limit chance by eliminating the non-viable structures, no
longer as a mysterious tendency, but as a condition of existence; and this condition is
defined by the relationship of the organism under consideration to its partly inert,
partly living environment, and more especially to similar rival organisms.
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Adaptation is henceforth conceived in regard to living beings as an exterior and no
longer an interior necessity.
It is clear that this luminous method is not only valid in biology, but wherever one is
confronted by organized structures which have not been organized by anybody. In order to
be able to appeal to science in social matters, we ought to have effected with respect to
Marxism an improvement similar to that which Darwin effected with respect to Lamarck. The
causes of social evolution, must no longer be sought elsewhere than in the daily efforts
of men considered as individuals. These efforts are certainly not directed haphazardly;
they depend, in each individual case, on temperament, education, routine, customs,
prejudices, natural or acquired needs, environment, and above all, broadly speaking, human
nature, a term which, although difficult to define, is probably not devoid of meaning. But
given the almost infinite diversity of individuals, and especially the fact that human
nature includes among other things the ability to innovate, to create, to rise above
oneself, this warp and woof of incoherent efforts would produce anything whatever in the
way of social organization, were it not that chance found itself restricted in this field
by the conditions of existence to which every society has to conform on pain of being
either subdued or destroyed. The men who submit to these conditions of existence are more
often than not unaware of them, for they act not by imposing a definite direction on the
efforts of each one, but by rendering ineffective all efforts made in directions
disallowed by them.
These conditions of existence are determined in the first place, as in the case of
living beings, on the one hand by the natural environment and on the other hand by the
existence, activity and especially competition of other organisms of the same species,
that is to say here of other social groups. But still a third factor enters into play,
namely, the organization of the natural environment, capital equipment, armaments, methods
of work and of warfare; and this factor occupies a special position owing to the fact
that, though it acts upon the form of social organization, it in turn undergoes the
latter's reaction upon it.
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Furthermore, this factor is the only one over which the members of a society can
perhaps exercise some control.
This outline is too abstract to serve as a guide; but if on the basis of this summary
view we could arrive at some concrete analyses, it would at last become possible to
formulate the social problem. The enlightened goodwill of men acting in an individual
capacity is the only possible principle of social progress; if social necessities, once
clearly perceived, were found to lie outside the range of this goodwill in the same way as
those which govern the stars, each man would have nothing more to do but to watch history
unfolding as one watches the seasons go by, while doing his best to spare himself and his
loved ones the misfortune of being either an instrument or a victim of social oppression.
If this is not so, it would be necessary first of all to define by way of an ideal limit
the objective conditions that would permit of a social organization absolutely free from
oppression; then seek out by what means and to what extent the conditions actually given
can be transformed so as to bring them nearer to this ideal; find out what is the least
oppressive form of social organization for a body of specific objective conditions; and
lastly, define in this field the power of action and responsibilities of individuals as
such. Only on this condition could political action become something analogous to a form
of work, instead .of being, as has been the case hitherto, either a game or a branch of
magic.
Unfortunately, in order to reach this stage, what is required is not only searching,
rigorous thinking, subjected, so as to avoid all possibility of error, to the most
exacting checking, but also historical, technical and scientific investigations of an
unparalleled range and precision, and conducted from an entirely new point of view.
However, events do not wait; time will not stop in order to afford us leisure; the present
forces itself urgently on our attention and threatens us with calamities which. would
bring in their train, amongst many other harrowing misfortunes, the material impossibility
of studying or writing otherwise than in the service of the oppressors.
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What are we to do? There would be no point in letting oneself be swept along in the melee
by an ill-considered enthusiasm. No one has the faintest idea of either the objectives
or the means of what is still from force of habit called revolutionary action. As for
reformism, the principle of the lesser evil on which it is based is certainly eminently
reasonable, however discredited it may be through the fault of those who have hitherto
made use of it; though remember, if it has so far served only as a pretext for
capitulation, this is due not to the cowardice of a few leaders, but to an ignorance
unfortunately common to all; for as long as the worst and the best have not been defined
in terms of a clearly and concretely conceived ideal, and then the precise margin of
possibilities determined, we do not know which is the lesser evil, and consequently we are
compelled to accept under this name anything effectively imposed by those who dispose of
force, since any existing evil whatever is always less than the possible evils which
uncalculating action invariably runs the risk of bringing about. Broadly speaking, blind
men such as we are in these days have only the choice between surrender and adventure. And
yet we cannot avoid the duty of determining here and now the attitude to adopt with regard
to the present situation. That is why, until we have - if, indeed, such a thing is
possible - taken to pieces the social mechanism, it is permissible perhaps to try to
outline its principles; provided it be clearly understood that such a rough sketch rules
out any kind of categorical assertion, and aims solely at submitting a few ideas, by way
of hypotheses, to the critical examination of honest people. Besides, we are far from
being without a guide on the subject. If Marx's system, in its broad outlines, is of
little assistance, it is a different matter when it comes to the analyses he was led to
make by the concrete study of capitalism, and in which, while believing that he was
limiting himself to describing a system, he probably more than once seized upon the hidden
nature of oppression itself.
Among all the forms of social organization which history has to show, there are very
few which appear to be really free from oppression; and these few are not very well known.
All of them correspond to an extremely low level of production, so low that the division
of labour is pretty well unknown, except between the sexes, and each family produces
little more than its own requirements.
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It is sufficiently obvious, moreover, that such material conditions necessarily rule
out oppression, since each man, compelled to sustain himself personally, is continually at
grips with outside nature; war itself, at this stage, is war of pillage and extermination,
not of conquest, because the means of consolidating a conquest and especially of turning
it to account are lacking. What is surprising is not that oppression should make its
appearance only after higher forms of economy have been reached, but that it should always
accompany them. This means, therefore, that as between a completely primitive economy and
more highly developed forms of economy there is a difference not only of degree, but also
of kind. And, in fact, although from the point of view of consumption there is but a
change-over to slightly better conditions, production, which is the decisive factor, is
itself transformed in its very essence. This transformation consists at first sight in a
progressive emancipation with respect to nature. In completely primitive forms of
production - hunting, fishing, gathering - human effort appears as a simple reaction to
the inexorable pressure continually exercised on man by nature, and that in two ways. To
start with, it takes place, to all intents and purposes, under immediate compulsion, under
the ever-present spur of natural needs; and, by an indirect consequence, the action seems
to receive its form from nature herself, owing to the important part played therein by an
intuition comparable to animal instinct and a patient observation of the most frequent
natural phenomena, also owing to the indefinite repetition of methods that have often
succeeded without men's knowing why, and which are doubtless regarded as being welcomed by
nature with special favor. At this stage, each man is necessarily free with respect to
other men, because he is in direct contact with the conditions of his own existence, and
because nothing human inter-poses itself between them and him; but, on the other hand, and
to the same extent, he is narrowly subjected to nature's dominion, and he shows this
clearly enough by deifying her.
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At higher stages of production, nature's compulsion continues certainly to be
exercised, and still pitilessly, but in an apparently less immediate fashion; it seems to
become more and more liberalized and to leave an increasing margin to man's freedom of
choice, to his faculty of initiative and decision. Action is no longer tied moment by
moment to nature's.exigencies; men learn how to store up reserves on a long-term basis for
meeting needs not yet actually felt; efforts which can be only of indirect usefulness
become more and more numerous; at the same time a systematic coordination in time and in
space becomes possible and necessary, and its importance increases continually. In short,
man seems to pass by stages, with respect "to nature, from servitude to dominion. At
the same time nature gradually loses her divine character, and divinity ,more arid more
takes on human shape. Unfortunately, this emancipation is only a flattering semblance. fu
reality, at these higher stages, human action continues, as a whole, to be nothing but
pure obedience to the brutal spur of an immediate necessity; only, instead of being
harried by nature, man is henceforth harried by man. However, it is still the same
pressure exerted by nature that continues to make itself felt, although indirectly; for
oppression is exercised by force, and in .the long run all force originates in nature.
The notion of force is far from simple, and yet it is the first that has to be
elucidated in order to formulate the problems of society. Force and oppression that makes
two; but what needs to be understood above all is that it is not the manner in which use
is made of some particular force, but its very nature, which determines whether it is
oppressive or not. Marx clearly perceived this in connection with the State; he understood
that this machine for grinding men down, cannot stop grinding as long as it goes on
functioning, no matter in whose hands it may be. But this insight has a far more general
application. Oppression proceeds exclusively from objective conditions. The first of these
is the existence of privileges; and it is not men's laws or decrees which determine
privileges, nor yet. titles to property; it is the very nature of things.
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Certain circumstances, which correspond to stages, no doubt inevitable, in human
development, give rise to forces which come between the ordinary man and his own
conditions of existence, between the effort and the fruit of the effort, and which are,
inherently, the monopoly of a few, owing to the fact that they cannot be shared among all;
thenceforward these privileged beings, although they depend, in order to live, on the work
of others, hold in their hands the fate of the very people on whom they depend, and
equality is destroyed. This is what happens to begin with when the religious rites by
which man thinks to win nature over to his side, having become too numerous and
complicated to be known by all, finally become the secret and consequently the monopoly of
a few priests; the priest then disposes, albeit only through a fiction, of all of nature's
powers, and it is in their name that he exercises authority. Nothing essential is changed
when this monopoly is no longer made up of rites but of scientific processes, and when
those in possession of it are called scientists and technicians instead of priests.
Arms, too, give rise to a privilege from the day when, on the one hand, they are
sufficiently powerful to render any defense by unarmed against armed men impossible, and,
on the other, the handling of them has become sufficiently advanced, and consequently
difficult, to require a long apprenticeship and continuous practice. For henceforth the
workers are powerless to defend themselves, whereas the warriors, albeit incapable of
production, can always take forcible possession of the fruits of other people's labour;
the workers are thus at the mercy of the warriors, and not the other way about. The same
thing applies to gold, and more generally to money, as soon as the division of labour is
so far developed that no worker can live off his own products without having exchanged at
any rate some of them for those of others; the organization of exchange then becomes
necessarily the monopoly of a few specialists who, having money under their control, can
both obtain for themselves, in order to live, the products of others' labour, and at the
same time deprive the producers of the indispensably necessary.
In short, wherever, in the struggle against men or against nature, efforts need to be
multiplied and coordinated to be effective, coordination becomes the monopoly of a few
leaders as soon as it reaches a certain degree of complexity , and execution's primary law
is then obedience; this is true both for the management of public affairs and for that of
private undertakings.
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There may be other sources of privilege, but these are the chief ones; furthermore,
except in the case of money, which appears at a given moment of history, all these factors
enter into play under all systems of oppression; what changes is the way in which they are
distributed and combined, the degree of concentration of power and also the more or less
closed and consequently more or less mysterious character of each monopoly. Nevertheless,
privileges, of themselves, are not sufficient to cause oppression. Inequality could be
easily mitigated by the resistance of the weak and the feeling for justice of the strong;
it would not lead to a still harsher form of necessity than that of natural needs
themselves, were it not for the intervention of a further factor, namely, the struggle for
power.
As Marx clearly understood in the case of capitalism, and as a few moralists have
perceived in a more general way, power contains a sort of fatality which weighs as
pitilessly on those who command as on those who obey; nay more, it is in so far as it
enslaves the former that, through their agency, it presses down upon the latter. The
struggle against nature entails certain inescapable necessities which nothing can turn
aside, but these necessities contain within themselves their own limits; nature resists,
but she does not defend herself, and where she alone is involved, each situation presents
certain well-defined obstacles which arouse the best in human effort. It is altogether
different as soon as relations between man and man take the place of direct contact
between man and nature. The preservation of power is a vital necessity for the powerful,
since it is their power which provides their sustenance; but they have to preserve it both
against their rivals and against their inferiors, and these latter cannot do otherwise
than try to rid themselves of dangerous masters; for, through a vicious circle, the master
produces fear in the slave by the very fact that he is afraid of him, and vice versa; and
the same is true as between rival powers. _____
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What is more, the two struggles that every man of power has to wage-first against those
over whom he rules, secondly against his rivals are inextricably bound up together and
each is all the time rekindling the other. A power, whatever it may be, must always tend
towards strengthening itself at home by means of successes gained abroad, for such
successes provide it with more powerful means of coercion; besides, the struggle against
its rivals rallies behind it its own slaves, who are under the illusion they have a
personal interest in the result of the battle. But, in order to obtain from the slaves the
obedience and sacrifices indispensable to victory, that power has to make itself more
oppressive; to be in a position to exercise .this oppression, it is still more
imperatively compelled to turn outwards; and so on. We can follow out the same chain of
events by starting from another link; show how a given social group, in order to be in a
position to defend itself against the outside powers threatening to lay hands on it, must
itself submit to an oppressive form of authority; how the power thus set up, in order to
maintain its position, must stir up conflicts with rival powers; and so on, once again.
Thus it is that the most fatal of vicious circles drags the whole society in the wake of
its masters in a mad merry-go-round.
There are only two ways of breaking the circle, either by abolishing inequality, or
else by setting up a stable power, a power such that there exists a balance between those
who command and those who obey. It is this second solution that has been sought by all
whom we call upholders of order, or at any rate all those among them who have been moved
neither by servility nor by ambition; it was doubtless so with the Latin writers who
praised "the immense majesty of the Roman peace," with Dante, with the
reactionary school at the beginning of the nineteenth century, with Balzac, and is so
today with sincere and thoughtful men of the Right. But this stability of power-objective
of those who call themselves realists-shows itself to be a chimera, if one examines it
closely, on the same grounds as the anarchists' utopia.
Between man and matter, each action, whether successful or not, establishes a balance
that can only be upset from outside; for matter is inert. A displaced stone accepts its
new position; the wind consents to guide to her destination the same ship which it would
have sent off her course if sails and rudder had not been properly adjusted.
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But men are essentially active beings and have a faculty of self-determination which
they can never renounce, even should they so desire, except on the day when, through
death, they drop back into the state of inert matter; so that every victory won over men
contains within itself the germ of a possible defeat, unless it goes as far as
extermination. But extermination abolishes power by abolishing its object. Thus there is,
in the very essence of power, a fundamental contradiction that prevents it from ever
existing in the true sense of the word; those who are called the masters, ceaselessly
compelled to reinforce their. power for fear of seeing it snatched away from them, are for
ever seeking a dominion essentially impossible to attain; beautiful illustrations of this
search are offered by the infernal torments in Greek mythology. It would be otherwise if
one man could possess in himself a force superior to that of many other men put together;
but such is never the case; the instruments of power - arms, gold, machines, magical or
technical secrets - always exist independently of him who disposes of them, and can be
taken up by others. Consequently all power is unstable.
Generally speaking, among human beings, since the relationships between rulers and
ruled are never fully acceptable, they always constitute an irremediable disequilibrium
which is continually aggravating itself; the same is true even in the sphere of private
life, where love, for example, destroys all balance in the soul as soon as it seeks to
dominate or to be dominated by its object. But here at any rate there is nothing external
to prevent reason from returning and putting everything to rights by establishing liberty
and equality; whereas social relationships, in so far as the very methods of labour and of
warfare rule out equality, seem to cause madness to weigh down on mankind in the manner of
an external fatality. For, owing to the fact that there is never power, but only a race
for power, and that there is no term, no limit, no proportion set to this race, neither is
there any limit or proportion set to the efforts that it exacts; those who give themselves
up to it, compelled to do always better than their rivals who in their turn strive to do
better than they, must sacrifice not only the existence of the slaves, but their own also
and that of their nearest and dearest; so it is that Agamemnon sacrificing his daughter
lives again in the capitalists who, to maintain their privileges, acquiesce lightheartedly
in wars that may rob them of their sons.
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Thus the race for power enslaves everybody, strong and weak alike. Marx saw this
clearly with reference to the capitalist system. Rosa Luxemburg used to inveigh against
the aspect of "aimless merry-go-round" presented by the Marxist picture of
capitalist accumulation, that picture in which consumption appears as a "necessary
evil" to be reduced to the minimum, a mere means for keeping alive those who devote
themselves, whether as leaders or as workers, to the supreme object, which is none other
than the manufacture of capital equipment, that is to say of the means of production. And
yet it is the profound absurdity of this picture which gives it its profound truth; a
truth which extends singularly beyond the framework of the capitalist system. The only
characteristic peculiar to this system is that the instruments of industrial production
are at the same time the chief weapons in the race for power; but always the methods
pursued in the race for power, whatever they may be, bring men under their subjection
through the same frenzy and impose themselves on them as absolute ends. It is the
reflection of this frenzy that lends an epic grandeur to works such as the Comedie
Humaine, Shakespeare's Histories, the chansons de geste, or the Iliad.
The real subject of the Iliad is the sway exercised by war over the warriors,
and, through them, over humanity in general; none of them knows why each sacrifices
himself and all his family to a bloody and aimless war, and that is why, all through the
poem, it is the gods who are credited with the mysterious influence which nullifies peace
negotiations, continually revives hostilities, and brings together again the contending
forces urged by a flash of good sense to abandon the struggle.
Thus in this ancient and wonderful poem there already appears the essential evil
besetting humanity, the substitution of means for ends. At times war occupies the
forefront, at other times the search for wealth, at other times production; but the evil
remains the same. The common run of moralists complain that man is moved by his private
interest: would to heaven it were so!
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Private interest is a self-centered principle of action, but at the same time
restricted, reasonable and incapable of giving rise to unlimited evils. Whereas, on the
other hand, the law of all activities governing social life, except in the case of
primitive communities, is that here each one sacrifices human life - in himself and in
others - to things which .are only means to a better way of living. This sacrifice .takes
on various forms, but it all comes back to the question of power. Power, by definition, is
only a means; or to put it better, to possess a power is simply to possess means of action
which exceed the very limited force that a single individual has at his disposal. But
power-seeking, owing to its essential incapacity to seize hold of its object, rules out
all consideration of an end, and finally comes, through an inevitable reversal, to take
the place of all ends. It is this reversal of the relationship between means and end, it
is this fundamental folly that accounts for all that is senseless and bloody right through
history. Human history is simply the history of the servitude which makes men - oppressors
and oppressed alike - the plaything of the instruments of domination they themselves have
manufactured, and thus reduces living humanity to being the chattel of inanimate chattels.
Thus it is things, not men, that prescribe the limits and laws governing this giddy
race for power. Men's desires are powerless to control it. The masters may well dream of
moderation, but they are prohibited from practicing this virtue, on pain of defeat, except
to a very slight extent; so that, apart from a few almost miraculous exceptions, such as
Marcus Aurelius, they quickly become incapable even of conceiving it. As for the
oppressed, their permanent revolt, which is always simmering, though it only breaks out
now and then" can operate in such a way as to aggravate the evil as well as to
restrict it; and on the whole it rather constitutes an aggravating factor in that it
forces the masters to make their power weigh ever more heavily for fear of losing it.
From time to time the oppressed manage to drive out one team of oppressors and to
replace it by another, and sometimes even to change the form of oppression; but as for
abolishing oppression itself, that wot1ld first mean abolishing the sources of it,
abolishing all the monopolies, the magical and technical secrets that give a hold over
nature, armaments, money, coordination of labour.
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Even if the oppressed were sufficiently conscious to make up their minds to do so, they
could not succeed. It would be condemning themselves to immediate enslavement by the
social groupings that had not carried out the same change; and even were this danger to be
miraculously averted, it would be condemning themselves to death, for, once men have
forgotten the methods of primitive production and have transformed the natural environment
into which these fitted, they cannot recover immediate contact with nature.
It follows that, in spite of so many vague desires to put an end to madness and
oppression, the concentration of power and the aggravation of its tyrannical character
would know no bounds were these not by good fortune found in the nature of things. It
behooves us to determine roughly what these bounds can be; and for this purpose we must
keep in mind the fact that, if oppression is a necessity of social life, this necessity
has nothing providential about it. It is not because it becomes detrimental to production
that oppression can come to an end; the "revolt of the productive forces", so
naively invoked by Trotsky as a factor in history, is a pure fiction. We should be
mistaken likewise in assuming that oppression ceases to be ineluctable as soon as the
productive forces have been sufficiently developed to ensure welfare and leisure for all.
Aristotle admitted that there would no longer be anything to stand in the way of the
abolition of slavery if it were possible to have the indispensable jobs done by
"mechanical slaves", and when Marx attempted to forecast the future of the human
species, all he did was to take up this idea and develop it. It would be true if men were
guided by considerations of welfare; but from the days of the Iliad to our own
times, the senseless demands made by the struggle for power have taken away even the
leisure of thinking about welfare. The raising of the output of human effort will remain
powerless to lighten the load of this effort as long as the social structure implies the
reversal of the relationship between means and ends, in other words, as long as the
methods of labour and of warfare give to a few men a discretionary power over the masses;
for the fatigues and privations that have become necessary in the struggle against nature
will be absorbed by the war carried on between men for the defense or acquisition of
privileges.
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Once society is divided up into men who command and men who execute, the whole of
social life is governed by the struggle for power, and the struggle for subsistence only
enters in as one factor, indispensable to be sure, of the former.
The Marxist view, according to which social existence is determined by the relations
between man and nature established by production, certainly remains the only sound basis
for any historical investigation; only these relations must be considered first of all in
terms of the problem of power, the means of subsistence forming simply one of the data of
this problem. This order seems absurd, but it merely reflects the essential absurdity
lying at the very heart of social life. A scientific study of history would thus be a
study of the actions and reactions which are perpetually arising between the organization
of power and the methods of production; for although power depends on the material
conditions of life, it never ceases to transform these conditions themselves. Such a study
goes very far beyond our possibilities at the moment; but before grappling with the
infinite complexity of the facts, it is useful to make an abstract diagram of this
interplay of actions and reactions, rather in the same way as astronomers have had to
invent an imaginary celestial sphere so as to find their way about among the movements and
positions of the stars.
We must try first of all to draw up a list of the inevitable necessities which limit
all species of power. In the first place, any sort of power relies upon instruments which
have in each situation a given scope. Thus you do not command in the same way, by means of
soldiers armed with bows and arrows, spears and swords as you do by means of aeroplanes
and incendiary bombs; the power of gold depends on the role played by exchanges in
economic life; that of technical secrets is measured by the difference between what you
can accomplish with their aid and what you can accomplish without them; and so on.
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As a matter of fact, one must always include in this balance sheet the subterfuges by
which the powerful obtain through persuasion what they are totally unable to obtain by
force, either by placing the oppressed in a situation such that they have or think they
have an immediate interest in doing what is asked of them, or by inspiring them with a
fanaticism calculated to make them accept any and every sacrifice. Secondly, since the
power that a human being really exercises extends only to what is effectively under his
control, power is always running up against the actual limits of the controlling faculty,
and these are extremely narrow. For no single mind can encompass a whole mass of ideas at
once; no man can be in several places at once; and for master and slave alike there are
never more than twenty-four hours in a day. Collaboration apparently constitutes a remedy
for this drawback; but as it is never absolutely free from rivalry, it gives rise to
infinite complications. The faculties of examining, comparing, weighing, deciding,
combining are essentially individual, and consequently the same thing applies also to
power, whose exercise is inseparable from these faculties; collective power is a fiction,
at any rate in final analysis. As for the number of interests that can come under the
control of one single man, that depends to a very large extent on individual factors such
as breadth and quickness of intelligence, capacity for work, firmness of character; but it
also depends on the objective conditions of the control exercised, more or less rapid
methods of transport and communication, simplicity or otherwise of the machinery of power.
Lastly, the exercise of any form of power is subject to the existence of a surplus in the
production of commodities, and a sufficiently large surplus so that all those engaged,
whether as masters or as slaves, in the struggle for power, may be able to live.
Obviously, the extent of such surplus depends on the methods of production, and
consequently also on the social organization. Here, therefore, are three factors that
enable one to conceive political and social power as constituting at each moment something
analogous to a measurable force. However, in order to complete the picture, one must bear
in mind that the men who fins themselves in relationship, whether as masters or as slaves,
with the phenomenon of power are unconscious of this analogy.
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The powerful, be they priests, military leaders, kings or capitalists, always believe
that they command by divine right; and those who are under them feel themselves crushed by
a power which seems to them either divine or diabolical, but in any case supernatural.
Every oppressive society is cemented by this religion of power, which falsifies all social
relations by enabling the powerful to command over and above what they are able to impose;
it is only otherwise in times of popular agitation, times when, on the contrary, all -
rebellious slaves and threatened masters alike - forget how heavy and how solid the chains
of oppression are.
Thus a scientific study of history ought to begin by analyzing the reactions brought to
bear at each moment by power on the conditions which assign to it objectively its limits;
and a hypothetical sketch of the play of these reactions is indispensable in order to
conduct such an analysis, far too difficult, incidentally, considering our present
possibilities. Some of these reactions are conscious and willed. Every power consciously
strives, in proportion to the means at its disposal - a proportion determined by the
social organization - to improve production and official control within its own sphere;
history offers many an example of this, from the Pharaohs down to the present day, and it
is on this that the notion of enlightened despotism is founded. On the other hand, every
power strives also, and again consciously, to destroy among its competitors the means
whereby to produce and govern, and is the object on their part of a similar attempt. Thus
the struggle for power is at the same time constructive and destructive, and brings about
economic progress or decadence, depending on whichever aspect wins the day; and it is
clear that in a given civilization destruction will take place to an extent all the
greater the more difficult it is for a power to expand without coming up against rival
powers approximately as strong as itself. But the indirect consequences of the exercise of
power are far more important than the conscious efforts of the wielders of power.
Every power, from the mere fact that it is exercised, extends to the farthest possible
limit the social relations on which it is based; thus military power multiplies wars,
commercial capital multiplies exchanges.
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Now it sometimes happens, through a sort of providential accident, that this extension
gives rise, by some mechanism or other, to new resources that make a new extension
possible, and so on, more or less in the same way as food strengthens living beings in
full process of growth and enables them thus to win still more food so as to acquire still
greater strength. All regimes provide examples of such providential accidents; for without
them no form of power could endure, and consequently those powers that benefit from them
are the only ones to subsist. Thus war enabled the Romans to carry off slaves, that is to
say workers in the prime of life, whom others had had to provide for during childhood; the
profit derived from slave labour made it possible to reinforce the army, and the stronger
army undertook more important wars which brought in new and bigger consignments of slaves
as booty. Similarly, the roads which the Romans built for military purposes later.
facilitated the government and exploitation of the conquered provinces, and thus
contributed towards storing up resources for future wars.
If we turn now to modern times, we see, for example, that the extension of exchanges
has brought about a greater division of labour, which in its turn has made a wider
circulation of commodities indispensable; furthermore, the increased productivity which
has resulted from this has furnished new resources that have been able to transform
themselves into commercial and industrial capital. As far as big industry is concerned, it
is clear that each important advance in mechanization has created at the same time
resources, instruments and a stimulus towards a further advance. Similarly, it was the
technique of big industry which came to provide the means of control and information
indispensable to the centralized economy that is the inevitable outcome of big industry,
such as the telegraph, the telephone, the daily press. The same may be said with regard to
the means of transport. One could find all through history an immense number of similar
examples, bearing on the widest and the narrowest aspects of social life. One may define
the growth of a system by the fact that all it needs to do is to function in order to
create new resources enabling it to function on a larger scale.
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This phenomenon of automatic development is so striking that one would be tempted to
imagine that a happily constituted system, if one may so express it, would go on enduring
and progressing endlessly. That is exactly what the nineteenth century, socialists
included, imagined with regard to the system of big industry. But if it is easy to imagine
in a vague way an oppressive .system that would never fall into decadence, it is no longer
the same if one wants to conceive clearly and concretely the indefinite extension of a
specific power. If it could extend endlessly its means of control, it would tend
indefinitely towards a limit which would be something like ubiquity; if it could extend
its resources endlessly, everything would be as though surrounding nature were evolving
gradually towards that unqualified abundance from which Adam and Eve benefited in the
earthly paradise; and, finally, if it could extend indefinitely the range of its own
instruments -whether it be a question of arms, gold, technical secrets, machines or
anything else - it would tend towards abolishing that correlation which, by indissolubly
linking together the notions of master and of slave, establishes between master and slave
a relationship of mutual dependence.
One cannot prove that all this is impossible; but one must assume that it is
impossible; or else decide to think of human history as a fairy-tale. In general, one can
only regard the world in which we live as subject to laws if one admits that every
phenomenon in it is limited; and it is the same for the phenomenon of power, as Plato had
understood. If we want to consider power as a conceivable phenomenon, we must think that
it can extend the foundations on which it rests up to a certain point only, after which it
comes up, as it were, against an impassable wall. But even so it is not in a position to
stop; the spur of competition forces it to go ever farther and farther, that is to say to
go beyond the limits within which it can be effectively exercised. It extends beyond what
it is able to control; it commands over and above what it can impose; it spends in excess
of its own resources. Such is the internal contradiction which every oppressive system
carries within itself like a seed of death; it is made up of the opposition between the
necessarily limited character of the material bases of power and the necessarily unlimited
character of the race for power considered as relationship between men.
For as soon as a power goes beyond the limits assigned to it by the nature of things,
it narrows down the bases on which it rests, renders these limits themselves narrower and
narrower. By spreading beyond what it is able to control, it breeds a parasitism, a waste,
a confusion which, once they have appeared, increase automatically. By attempting to
command where actually it is not in a position to compel obedience, it provokes reactions
which it can neither foresee nor deal with. Finally, by wishing to spread the exploitation
of the oppressed beyond what the objective resources make possible, it exhausts these
resources themselves; this is doubtless what is meant by the ancient and popular tale of
the goose with the golden eggs. Whatever may be the sources from whence the exploiters
draw the material goods which they appropriate, a day arrives when such and such a method
of development, which was at first, as it went on spreading, more and more productive,
finally becomes, on the other hand, increasingly costly. That is how the Roman army, which
had first of all brought wealth to Rome, ended by ruining it; that is how the knights of
the Middle Ages, whose battles had first of all brought a relative security to the
peasants, who found themselves to a certain extent protected against acts of brigandage,
ended in the course of their interminable wars by laying waste the countryside which fed
them; and it certainly seems as though capitalism is passing through a phase of this kind.
Once more, it cannot be proved that it must always be so; but it has to be assumed, unless
the possibility of inexhaustible resources is also assumed. Thus it is the nature itself
of things which constitutes that justice-dealing divinity the Greeks worshiped under the
name of Nemesis, and which punishes excess.
When a specific form of domination finds itself thus arrested in its development and
faced with decadence, it does not follow that it begins to disappear progressively;
sometimes it is then, on the contrary, that it becomes "most harshly oppressive, that
it crushes human beings under its weight, that it grinds down body, heart and spirit
without mercy.
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However, since everyone begins little by little to feel the lack of the resources
required by some to maintain their supremacy, by others to live, a time comes when, on
every hand, there is a feverish search for expedients. There is no reason why such a
search should not remain fruitless; and in that case the regime can only end by collapsing
for want of the means of subsistence and being replaced, not by another and better
organized regime, but by a disorder, a poverty , a primitive condition of existence which
continue until some new factor or other gives rise to new relationships of force. If it
happens otherwise, if the search for new material resources is successful, new patterns of
social life arise and a change of regime begins to form slowly and, as it were,
subterraneously. Subterraneously, because these new forms can only develop in so far as
they are compatible with the established order and do not represent, in appearance at any
rate, any danger for the powers that be; otherwise nothing could prevent these powers from
destroying them, as long as they remain the stronger. For the new social patterns to
triumph over the old, this continued development must already have brought them to play
effectively a more important role in the functioning of the social organism; in other
words, they must have given rise to more powerful forces than those at the disposal of the
official authorities. Thus there is never really any break in continuity , not even when
the change of regime seems to be the result of a bloody struggle; for all that victory
then does is to sanction forces that, even before the struggle, were the decisive factor
in the life of the community, social patterns that had long since begun gradually to
replace those on which the declining regime rested. So it was that, under the Roman
Empire, the barbarians had begun to occupy the most important posts, the army was
disintegrating little by little into armed bands led by adventurers, and the system of
military colonies gradually replaced slavery by serfdom - all this long before the great
invasions. Similarly, the French bourgeoisie did not by any means wait until 1789 to get
the better of the nobility. The Russian Revolution, thanks to a singular conjunction of
circumstances, certainly seemed to give rise to something entirely new; but the truth is
that the privileges it abolished had not for a long time rested on any social foundation
other than tradition; that the institutions arising out of the insurrection did not
perhaps effectively function for as long as a single morning; and that the real forces,
namely big industry, the police, the army, the bureaucracy, far from being smashed by the
Revolution, attained, thanks to it, a power unknown in other countries.
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Generally speaking, the sudden reversal of the relationship between forces which is
what we usually understand by the term "revolution" is not only a phenomenon
unknown in history, but furthermore, if we examine it closely, something literally
inconceivable, for it would be a victory of weakness over force, the equivalent of a
balance whose lighter scale were to go down. What history offers us is slow
transformations of regimes, in which the bloody events to which we give the name
"revolutions" play a very secondary role, and from which they may even be
absent; such is the case when the social class which ruled in the name of the old
relationships of force manages to keep a part of the power under cover of the new
relationships, and the history of England supplies an example. But whatever may be the
patterns taken by social transformations, all one finds, if one tries to lay bare the
mechanism, is a dreary play of blind forces that unite together or clash, that progress or
decline, that replace each other, without ever ceasing to grind beneath them the
unfortunate race of human beings. At first sight there seems to be no weak spot in this
sinister mesh of circumstances through which an attempt at deliverance might find its way.
But it is not from such a vague, abstract and miserably hasty sketch as this that one can
claim to draw any conclusion.
We must pose once again the fundamental problem, namely, what constitutes the bond
which seems hitherto to have united social oppression and progress in the relations
between man and nature? If one considers human development as a whole up to our own time,
if, above all, one contrasts primitive tribes, organized practically without inequality,
with our present-day civilization, it seems as if man cannot manage to lighten the yoke
imposed by natural necessities without an equal increase in the weight of that imposed by
social oppression, as though by the play of a mysterious equilibrium.
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And even, what is stranger still, it would seem that if, in fact, the human
collectivity has to a large extent freed itself from the crushing burden which the
gigantic forces of nature place on frail humanity, it has, on the other hand, taken in
some sort nature's place to the point of crushing the individual in a similar manner.
What makes primitive man a slave? The fact that he hardly orders his own activity at
all; he is the plaything of need, which dictates each of his movements or very nearly, and
harries him with its relentless spur; and his actions are regulated not by his own
intelligence, but by the customs and caprices - both equally incomprehensible - of a
nature that he can but worship with blind submission. If we consider simply the
collectivity, men seem nowadays to have raised themselves to a condition that is
diametrically the opposite of that servile state. Hardly a single one of their tasks
constitutes a mere response to the imperative impulsion of need; work is accomplished in
such away as to take charge of nature and to organize her so that needs can be satisfied.
Humanity no longer believes itself to be ill the presence of capricious divinities whose
good graces must be won over; it knows that it has merely to handle inert matter, and
acquits itself of this task by methodically following out clearly conceived laws. At last
we seem to have reached that epoch predicted by Descartes when men would use "the
force and actions of fire, water, air, the stars and all the other bodies" in the
same way as they do the artisans' tools, and would thus make themselves masters of nature.
But, by a strange inversion, this collective dominion transforms itself into servitude as
soon as one descends to the scale of the individual, and into a servitude fairly closely
resembling that associated with primitive conditions of existence.
The efforts of the modem worker are imposed on him by a constraint as brutal, as
pitiless and which holds him in as tight a grip as hunger does the primitive hunter. From
the time of that primitive hunter up to that of the worker in our large factories, passing
by way of the Egyptian workers driven by the lash, the slaves of antiquity , the serfs of
the Middle Ages constantly threatened by the seigniorial sword, men have never ceased to
be goaded to work by some outside force and on pain of almost immediate death.
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And as for the sequence of movements in work, that, too, is often imposed from outside
on our workers, exactly as in the case of primitive men, and is as mysterious for the ones
as it was for the others; what is more, in this respect, the constraint is in certain
cases incomparably more brutal today than it has ever been. However tied and bound a
primitive' man was to routine and blind groupings, he could at least try to think things
out, to combine and innovate at his own risk, a liberty which is absolutely denied to a
worker engaged in a production line. Lastly, if humanity appears to have reached the stage
of controlling those forces of nature which, however, in Spinoza's words, "infinitely
surpass those of mankind"- and that in almost as sovereign a fashion as a rider
controls his horse - that victory does not belong to men taken individually; only the
largest collectivities are in a position to handle "the force and actions of fire,
water, air ... and all the other bodies that surround us";as for the members of these
collectivities, both oppressors and oppressed are alike subjected to the implacable
demands of the struggle for power.
Thus, in spite of progress, man has not emerged from the servile condition in which he
found himself when he was handed over weak and naked to all the blind forces that make up
the universe; it is merely that the power which keeps him on his knees has been as it were
transferred from inert matter to the human society of which he is a member. That is why it
is this society which is imposed on his worship through all the various forms that
religious feeling takes in turn. Hence the social question poses itself in a fairly clear
manner; the mechanism of this transfer must be examined; we must try to find out why man
has had to pay this price for his power over nature; form an idea of what would constitute
the least unhappy position for him to be in, that is to say the one in which he would be
the least enslaved to the twin domination of nature and society; and lastly, discern what
roads can lead towards such a position, and what instruments present-day civilization
could place in men's hands if they aspired to transform their lives in this way.
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We accept material progress too easily as a gift of the gods, as something which goes
without saying; we must look fairly and squarely at the conditions at the cost of which it
takes place. Primitive life is something easy to understand; man is spurred on by hunger,
or at any rate by the anguished thought that he will soon go hungry, and he sets off in
search of food; he shivers in the cold, or at any rate at the thought that he will soon
feel cold, and he goes in search of heat-creating or heat-preserving materials; and so on.
As for the way in which to set about the matter, this is given him in the first place by
the habit acquired in childhood of imitating his seniors, and also as a result of the
habits which he has given himself in the course of innumerable tentative efforts, by
repeating those methods which have succeeded; when caught off his guard, he continues to
proceed by trial and error, spurred on as he is to act by a sharp urge which never leaves
him a moment's peace. In all this process, man has only to yield to his own nature, not
master it.
On the other hand, as soon as we pass to a more advanced stage of civilization,
everytl1ing becomes miraculous. Men are then found laying by things that are good to
consume, desirable things, which they nevertheless go without. They are found giving up to
a large extent the search for food, warmth, etc., and spending the best part of their
energy on apparently unprofitable labours. As a matter of fact, most of these labours, far
from being unprofitable, are infinitely more profitable than the efforts of primitive man,
for they result in an organization of outside nature in a manner favourable to human
existence; but this efficacy is indirect and often separated from the actual effort by so
many intermediaries that the mind has difficulty in covering them; it is a long-term
efficacy, often so long-term that it is only future generations which will benefit from
it; while, on the other hand, the utter fatigue, physic~ pains and dangers connected with
these labours are felt immediately, and all the time. Now, everybody knows from his own
experience how unusual it is for an abstract idea having a long-term utility to triumph
over present pains, needs and desires. It must, however, do so in the matter of social
existence, on pain of a regression to a primitive form of life.
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But what is more miraculous still is the coordination of labour. Any reasonably high
level of production presupposes a more or less extensive cooperation; and cooperation
shows itself in the .fact that the efforts of each one have meaning and efficacy only
through their relationship to and exact correspondence with the efforts of all the rest,
in such a way that all the efforts together form one single collective piece of work. In
other words, the movements of several men must be combined according to the manner in
which the movements of a single man are combined. But how can this be done A combination
can only take place if it is intellectually conceived; while a relationship is never
formed except within one mind. The number 2 thought of by one man cannot be added to the
number 2 thought of by another man so as to make up the number 4; similarly, the idea that
one of the co-operators has of the partial work he is carrying out cannot be combined with
the idea that each of the others has of his respective task so as to form a coherent piece
of work. Several human minds cannot become united in one collective mind, and the
expressions "collective soul", "collective thought", so commonly
employed nowadays, are altogether devoid of meaning. Consequently, for the efforts of
several to be combined, they all need to be directed by one and the same mind, as the
famous line in Faust expresses it: "One mind is enough for a thousand hands."
In the egalitarian organization of primitive tribes, it is not possible to solve a
single one of these problems, neither that of privation, nor that of incentive to effort,
nor that of coordination of labour; on the other hand, social oppression provides an
immediate solution, by creating, to put it broadly, two categories of men -those who
command and those who obey. The leader coordinates without difficulty the efforts of those
who are under his orders; he has no temptation to overcome in order to reduce them to what
is strictly necessary; and as for the stimulus to effort, an oppressive organization is
admirably equipped for driving men beyond the limit of their strength, some being whipped.
by ambition, others, in Homer's words, "under the goad of a harsh necessity. The
results are often extraordinary when the division between social categories is deep enough
for those who decide what work shall be done never to be exposed to feeling or even
knowing about the exhausting fatigue, the pains and the dangers of it, while those who do
it and suffer have no choice, being continually under the sway of a more or less disguised
menace of death.
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Thus it is that man escapes to a certain extent from the caprices of blind nature only
by handing himself over to the no less blind caprices of the struggle for power. This is
never truer than when man reaches as in our case-a technical development sufficiently
advanced to give him the mastery over the forces of nature; for, in order that this may be
so, cooperation has to take place on such a vast scale that the leaders fin they have to
deal with a mass of affairs which lie utterly beyond their capacity to control. As a
result, humanity finds itself as much the plaything of the forces of nature, in the new
form that technical progress has given them, as it ever was in primitive times; we have
had, are having, and will continue to have bitter experience of this. As for attempts to
preserve technique while shaking off oppression, they at once provoke such laziness and
such confusion that those who have engaged in them are more often than not obliged to
place themselves again almost immediately under the yoke; the experiment was tried out on
a small scale in the producers' co-operatives, on a vast scale at the time of the Russian
Revolution. It would seem that man is born a slave, and that servitude is his natural
condition.
THEORETICAL PICTURE OF A FREE SOCIETY
And yet nothing on earth can stop man from feeling himself born for liberty. Never,
whatever may happen, can he accept servitude; for he is a thinking creature. He has never
ceased to dream of a boundless liberty, whether as a past state of happiness of which a
punishment has deprived him, or as a future state of happiness that is due to him by
reason of a sort of pact with some mysterious providence. The communism imagined by Marx
is the most recent form this dream has taken.
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This dream has always remained vain, as is the case with ill dreams, or, if it has been
able to bring consolation, this has only been in the form of an opium; the time has come
to give up dreaming of liberty, and to make up one's mind to conceive it.
Perfect liberty is what we must try to represent clearly to ourselves, not in the hope
of attaining it, but in the hope of attaining a less imperfect liberty than is our present
condition; for the better can be conceived only by reference to the perfect. One can only
steer towards an ideal. The ideal is just as unattainable as the dream, but differs from
the dream in that it concerns reality; it enables one, as a mathematical limit, to grade
situations, whether real or realizable, in an order of value from least to greatest.
Perfect liberty cannot be conceived as consisting merely in the disappearance of that
necessity whose pressure weighs continually upon us; as long as marl goes on existing,
that is to say as long as he continues to constitute an infinitesimal fraction of this
pitiless universe, the pressure exerted by necessity will never be relaxed for one single
moment. A state of things in which man had as much enjoyment and as little fatigue as he
liked can, except in fiction, find no place in the world in which we live. It is true that
nature is milder or harsher towards human needs according to climate, and perhaps
depending on the period; but to look expectantly for the miraculous invention that would
render her mild everywhere, and once and for all, is about as reasonable as the hopes
formerly placed in the year 1000. Besides, if we examine this fiction closely, it does not
even seem that it is worth a single regret. We have only to bear in mind the weakness of
human nature to understand that an existence from which the very notion of work had pretty
well disappeared would be delivered over to the play of the passions and perhaps to
madness ; there is no self-mastery without discipline, and there is no oilier source of
discipline for man than the effort demanded in overcoming external obstacles. A nation of
idlers might well amuse itself by giving itself obstacles to overcome, exercise itself in
the sciences, in the arts, in games; but the efforts that are the rest out of pure whim do
not form for a man a means of controlling his own whims. It is the obstacles we encounter
and that have to be overcome which give us the opportunity for self-conquest.
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Even the apparently freest forms of activity, science, art, sport, only possess value
in so far as they imitate the accuracy, rigor, scrupulousness which characterize the
performance of work, and even exaggerate them. Were it not for the model offered them
unconsciously by the ploughman, the blacksmith, the sailor who work comme il faut - to
use that admirably ambiguous expression - they would sink into the purely arbitrary.
The only liberty that can be attributed to the Golden Age is that which little children
would enjoy if parents did not impose rules on them; it is in reality only an
unconditional surrender to caprice. The human body can in no case cease to depend on the
mighty universe in which it is encased; even if man were to cease being subjected to
material things and to his fellows by needs and dangers, he would only be more completely
delivered into their hands by the emotions which would stir him continually to the depths
of his soul, and against which no regular occupation would any longer protect him. If one
were to understand by liberty the mere absence of all necessity, the word would be emptied
of all concrete meaning; but it would not then represent for us that which, when we are
deprived of it, takes away the value from life.
One can understand by liberty something other than the possibility of obtaining without
effort what is pleasurable. There exists a very different conception of liberty, an heroic
conception which is that of common wisdom. True liberty is not defined by a relationship
between desire and its satisfaction, but by a relationship between thought and action; the
absolutely free man would be he whose every action proceeded from a preliminary judgment
concerning the end which he .set himself and the sequence of means suitable for attaining
this end. It matters little whether the actions in themselves are easy or painful, or even
whether they are crowned with success; pain and failure can make a man unhappy, but cannot
humiliate him as long as it is he himself who disposes of his own capacity for action. And
ordering one's own actions does not signify in any way acting arbitrarily; arbitrary
actions do not proceed from any exercise of judgment, and cannot properly speaking be
called free. Every judgment bears upon an objective set of circumstances, and consequently
upon a warp and woof of necessities. ____
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Living man can on no account cease to be hemmed in on all sides by an absolutely
inflexible necessity; but since he is a thinking creature, he can choose between either
blindly submitting to the spur with which necessity pricks him on from outside, or else
adapting himself to the inner representation of it that he forms in his own mind; and it
is in this that the contrast between servitude and liberty lies.
The two terms of this contrast are, moreover, but ideal limits between which human life
moves without ever being able to reach either, on pain of ceasing any longer to be life. A
man would be completely a slave if all his movements proceeded from a source other than
his mind, namely, either the irrational reactions of the body, or else the mind of other
people; primitive mail, ravenous, his every bound provoked by the spasms tearing at his
belly, the Roman slave perpetually keyed up to execute the orders of an overseer armed
with a whip, the manual worker of our own day engaged in a production line, all these
approach that wretched condition. As for complete liberty, one can find an abstract model
of it in a properly solved problem in arithmetic or geometry; for in a problem all the
elements of the solution are given, and man can look for assistance only to his own
judgment, alone capable of establishing between these elements the relationship which by
itself constitutes the solution sought. The efforts and successes attending mathematics do
not go beyond the compass of the sheet of paper, the realm of signs and figures; a
completely free life would be one wherein all real difficulties presented themselves as
kinds of problems, wherein all successes were as solutions carried into action. All the
elements of success would then be given, that is to say known and able to be handled as
are the mathematician's signs; to obtain the desired result it would be enough to place
these elements in relation, thanks to the methodical direction .the mind would impart, no
longer to mere pen strokes, but to effective movements that would leave their mark in the
world. Or to put it better, the performance of any work whatever would consist in as
conscious and as methodical a combination of efforts as can be the combination of numbers
by which the solution of a problem is brought about when this solution results from
reflection.
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Man would then have his fate constantly in his own hands; at each moment he would forge
the conditions of his own existence by an act of mind. Mere desire, it is true, would lead
him nowhere; he would receive nothing gratuitously; and even the possibilities of
effective effort would for him be strictly limited. But the very fact of not being able to
obtain anything without having brought into action, in order to acquire it, all the powers
of mind and body would enable man to tear himself away for good from the blind grip of the
passions. A clear view of what is possible and what impossible, what is easy and what
difficult, of the labours that separate the project from its accomplishment - this alone
does away with insatiable desires and vain fears; from this and not from anything else
proceed moderation and courage, virtues without which life is nothing but a disgraceful
frenzy. Besides, the source of any kind of virtue lies in the shock produced by the human
intelligence being brought up against a matter devoid of lenience and of falsity. It is
not possible to conceive of a nobler destiny for man than that which brings him directly
to grips with naked necessity , without his being able to expect anything except through
his own exertions, and such that his life is a continual creation of himself by himself.
Man is a limited being to whom it is not given to be, as in the case of the God of the
theologians, the direct author of his own existence; but he would possess the human
equivalent of that divine power if the material conditions that enable him to exist were
exclusively the work of his mind directing the effort of his muscles. This would be true
liberty.
Such liberty is only an ideal, and cannot be found in reality any more than a perfectly
straight line can be drawn with a pencil. But it will be useful to conceive this ideal if
we can discern at the same time what it is that separates us from it, and what are the
circumstances that can cause us to move away from it or approach nearer to it. The first
obstacle which appears is formed by the complexity and size of this world with which we
have to deal: these infinitely outstrip our mental range.
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The difficulties of real life do not constitute problems made to our scale; they are
like problems possessing an innumerable quantity of data, for matter is doubly indefinite,
from the point of view of extent and from that of divisibility. That is why it is
impossible for a human mind to take into account all the factors on which the success of
what seems to be the simplest action depends; any given situation whatever leaves the door
open to innumerable chance possibilities, and things escape our mind as water does between
the fingers of our cupped hands. Hence it would seem that the mind is only able to
exercise itself upon unreal combinations of signs, and that action must be reduced to the
blindest form of groping. But, in fact, this is not so. It is true that we can never act
with absolute certainty; but that does not matter so much as one might suppose. We can
easily accept the fact that the results of our actions are dependent on accidents outside
our control; what we must at all costs preserve from chance are our actions themselves,
and that in such a way as to place them under the control of the mind. To achieve this,
all that is necessary is that man should be able to conceive a chain of intermediaries
linking the movements he is capable of to the results he wishes to obtain; and he can
often do this, thanks to the relative stability that persists, athwart the blind
cross-currents of the universe, on the scale of the human organism, and which alone
enables that organism to subsist. It is true that this chain of intermediaries is never
anything more than an abstract diagram; when one starts carrying out the action, accidents
can arise at every moment to frustrate the most carefully drawn up plans; but if the
intelligence has been able clearly to elaborate the abstract plan of the action to be
carried out, this means that it has managed, not of course to eliminate chance, but to
give it a circumscribed and limited role, and, as it were, to filter it, by classifying
with respect to this particular plan the undefined mass of possible accidents in a few
clearly-defined series. Thus, the intelligence is powerless to get its bearings amid the
innumerable eddies formed by wind and water on the high seas; but if we place in the midst
of these swirling waters a boat whose sails and rudder are fixed in such and such a manner
it is possible to draw up a list of the actions which they can cause it to undergo.
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All tools are thus, in a more or less perfect way, in the manner of instruments for
defining chance events. Man could in this way eliminate chance, if not in his
surroundings, at any rate within himself; however, even that is an unattainable ideal. The
world is too full of situations whose complexity is beyond us for instinct, routine, trial
and error, improvising ever to be able to cease playing a role in our labours; all man can
do is to restrict this role more and more, thanks to scientific and technical progress.
What matters is that this role should be subordinate and should not prevent methods from
constituting the very soul of work. It is also necessary that it should appear as
provisional, and that routine and trial and error should always be regarded not as
principles of action, but as make-shifts for the purpose of filling up the gaps in
methodical conception; in this scientific hypotheses are a powerful aid by making us
conceive half-understood phenomena as governed by laws comparable to those which determine
the most clearly understood phenomena. And even in cases where we know nothing at all, we
can still assume that similar laws are applicable; this is sufficient to eliminate, in
default of ignorance, the feeling of mystery, and to make us understand that we live in a
world in which man has only himself to look to for miracles.
There is, however, one source of mystery that we cannot eliminate, and which is none
other than our own body. The extreme complexity of vital phenomena can perhaps be
progressively unraveled, at any rate to a certain extent; but the immediate relationship
linking our thoughts to our movements will always remain wrapped in impenetrable
obscurity. In this sphere we cannot conceive any form of necessity, from the very fact
that we cannot determine what are the intermediate links; moreover, the idea of necessity,
as formed in the human mind, is, properly speaking, only applicable to matter. One cannot
even discover in the phenomena in question, in default of a clearly conceivable necessity,
an even approximate regularity.
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At times the reactions of the living body are completely foreign to the mind; at other
times, but rarely, they simply carry out its orders; more often they accomplish what the
mind has desired without the latter taking any part therein; often also they accompany the
wishes formed in the mind without corresponding to them in any way; at other times again
they precede the mind's thoughts. No classification is possible. That is why, when the
movements of the living body play the major role in the struggle against nature, the very
notion of necessity can with difficulty take shape; when these are successful, nature
seems to be immediately obeying or complying with desires, and, when unsuccessful, to be
rejecting them. This is what takes place in actions accomplished either without
instruments or with instruments so well adapted to living members that all they do is to
act as an extension of the .natural movements of such. We can thus understand how
primitive men, in spite of their very great dexterity in accomplishing all they have to do
in order to continue to exist, visualize the relationship between man and the world under
the aspect not of work but of magic. Between them and the web of necessities which
constitutes nature and defines the real conditions of existence, all sorts of mysterious
caprices, at whose mercy they believe themselves to be, henceforth interpose themselves in
the manner of a screen; and however little oppressive the society which they form may be,
they are none the less its slaves from the point of view of these imaginary caprices,
often interpreted, furthermore, by priests and sorcerers of flesh and blood. These beliefs
survive in the form of superstitions, and, contrary to what we like to think, no man is
completely free from them; but their spell loses its potency in .proportion as, in the
struggle against nature, the living body assumes a secondary importance and passive
instruments a primary importance. Such is the case when instruments, ceasing to be
fashioned according to the structure of the human organism, force the latter, on the
contrary, to adapt its movements to their own shape. Thenceforward there is no longer any
correspondence between the motions to be carried out and the passions; the mind has to get
away from desire and fear and apply itself solely to establishing an exact relationsl1ip
between the movements imparted to the instruments and the objective aimed at.
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The docility of the body in such a case is a kind of miracle, but a miracle which the
mind may ignore; the body, rendered as it were fluid through habit, to use Hegel's
beautiful expression, simply causes the movements conceived in the mind to pass into the
instruments. The attention is directed exclusively to the combinations formed by the
movements of inert matter, and the idea of necessity appears in its purity, without any
admixture of magic. For example, on dry land and borne along by the desires and fears that
move his legs for him, man often finds that he has passed from one place to another
without being aware of it; on the sea, on the other hand, as desires and fears have no
hold over the boat, one has continually to use craft and strategy, set sails and rudder,
transmute the thrust of the wind by means of a series of devices which can only be the
work of a clear intelligence. You cannot entirely reduce the human body to this docile
intermediary role between mind and instrument, but you can reduce it more and more to that
role; this is what every technical advance helps to bring about. But, unfortunately, even
if you did manage strictly and in full detail to subject all forms of work without
exception to methodical thought, anew obstacle to liberty would immediately arise on
account of the profound difference in kind which separates theoretical speculation from
action. In reality , there is nothing in common between the solution of a problem and the
carrying out of an even perfectly methodical piece of work, between the sequence of ideas
and the sequence of movements. The man who tackles a difficulty of a theoretical order
proceeds by moving from what is simple to what is. complex, from what is clear to what is
obscure; the movements of the manual worker, on the other hand, are not some of them
clearer and simpler than others, it is merely that those which come before are the
condition of those which come after. Moreover, the mind more often than not musters
together what execution has to separate, or separates what execution has to link up. That
is why, when some piece of work or other presents the mind with difficulties that cannot
immediately be overcome, it is impossible to combine the examination of these difficulties
with the accomplishment /of the work; the mind has first of all to solve the theoretical
problem by its own particular methods, and afterwards the solution can be applied to the
action.
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You cannot say in such a case that the action is, strictly speaking, methodical; it is
in accordance with method, which is a very different thing. The difference is capital; for
he who applies method has no need to conceive it in his mind at the moment he is applying
it. Indeed, if it is a question of something complicated, he is unable to, even should he
have elaborated it himself; for the attention, always forced to concentrate itself on the
actual moment of execution, cannot embrace at the same time the series of relationships on
which execution as a whole depends. Hence, what is carried out is not a conception but an
abstract diagram indicating a sequence of movements, and as little penetrable by the mind,
at the moment of execution, as is some formula resulting from mere routine or some magic
rite. Moreover, one and the same conception is applicable, with or without modifications
of detail, an indefinite number of times; for although the mind embraces at one stroke the
series of possible applications of a given method, man is not thereby absolved from
realizing them one by one every time that it is necessary. Thus for one single flash of
thought there are an unlimited number of blind actions. It goes without saying that those
who go on applying indefinitely such and such a method of work have often never given
themselves the trouble of understanding it; furthermore, it frequently happens that each
of them is only charged with a part of the job of execution, always the same, while his
companions do the rest. Hence one is brought face to face with a paradoxical situation;
namely, that there is method in the motions of work, but none in the mind of the worker.
It would seem as though the method had transferred its abode from the mind into the
matter. Automatic machines present the most striking image of this. From the moment when
the mind which has worked out a method of action has no need to take part in the job of
execution, this can be handed over to pieces of metal just as well as and better than to
living members; and one is thus presented with the strange spectacle of machines in which
the method has become so perfectly crystallized in metal that it seems as though it is
they which do the thinking, and it is the men who serve them who are reduced to the
condition of automata.
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Indeed, this contrast between the application and the understanding of the method is
found again, in absolutely identical form, in the realm of pure theory itself. To take a
simple example, it is absolutely impossible, at the moment when one is working out a
difficult division sum, to have the theory of division present to the mind; and that is so
not only because this theory, which is based on the relationship of division to
multiplication, is of a certain complexity, but above all because when carrying out each
of the partial operations at the end of which the division is accomplished, one forgets
that the numbers represent now units, now tens, now hundreds. The signs combine together
according to the laws governing the things which they signify; but, for want of being able
to keep the relationship of sign to thing signified continually present to the mind, one
handles them as though they combined together according to their own laws; and as a result
the combinations become unintelligible, which means to say that they take place
automatically. The mechanical nature of arithmetical operations is exemplified by the
existence of calculating machines; but an accountant, too, is nothing else but an
imperfect and unhappy calculating machine. Mathematics only progress by working in signs,
by widening their significance, by creating signs of signs; thus the ordinary letters in
algebra represent arbitrary quantities, or even virtual operations, as is the case with
negative values; other letters stand for algebraic functions, and so on. As at each floor
- if one may so express it - one inevitably loses sight of the relationship between sign
and thing signified, the combinations of signs, although they remain rigorously
methodical, very soon become impenetrable to the mind. No satisfactory algebraic machine
exists, although several attempts have been made in this direction; but algebraic
calculations are none the less more often than not as automatic as the work of an
accountant. Or rather, they are more so in the sense that they are, in a way, essentially
so. After working out a division, one can always ponder over it, while giving back the
signs their significance, until one has understood the reason for each part of the
operation; but it is not the same thing in algebra, where the signs, as a result of being
handled and combined together as such, end by displaying an efficacy which their
significance does not account for.
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Such are, for example, the signs e and i; by handling them suitably, one can smooth out
all sorts of difficulties in a marvelous manner, and in particular if they are combined in
a certain way with TT, one arrives at the assertion that the squaring of the circle
is impossible; and yet no mind in the world can conceive what connection the quantities-
if one may call them such - that these letters designate can have with the problem of the
squaring of the circle. The process of calculation places the signs in relation to one
another on the sheet of paper, without the objects so signified being in relation in the
mind; with the result that the actual question of the significance of signs ends by no
longer possessing any meaning. One thus finds oneself in the position of having solved a
problem by a species of magic, without the mind having connected the data with the
solution. Consequently, here again, as in the case of the automatic machine, method seems
to have material objects as its sphere instead of mind; only, in this case, the material
objects are not pieces of metal, but marks made on white paper. Which is why a certain
scientist was able to say: "My pencil knows more than I do."
It is obvious, of course, that higher mathematics are not a pure product of automatism,
and that mind and even genius have played and playa part in their elaboration; the result
is an, extra-ordinary mixture of blind operations coupled with flashes of understanding;
but where the mind cannot embrace everything, it must necessarily playa subordinate role.
And the more scientific progress accumulates ready-made combinations of signs, the more
the mind is weighed down, made powerless to draw up an inventory of the ideas which it
handles. Of course, the connection between the formulas thus worked out and the practical
applications of them is often itself, too, completely impenetrable to the mind, with the
result that it appears as fortuitous as the efficacy of a magic formula. In such a case
work finds itself automatic, as it were, to the second power; it is not simply the
execution, it is also the elaboration of the method of work which takes place outside the
control of the mind.
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One might conceive, as an abstract limit, of a civilization in which all human
activity, in the sphere of labour as in that of speculative theory, was subjected right
down to matters of detail to an altogether mathematical strictness, and that without a
single human being understanding anything at all about what he was doing; the idea of
necessity would then be absent from everybody's mind, and in far more radical fashion than
it is among primitive tribes which, our sociologists affirm, are ignorant of logic.
As opposed to this, the only mode of production absolutely free would be that in which
methodical thought was in operation throughout the course of the work. The difficulties to
be overcome would have to be so varied that it would never be possible to apply ready-made
rules; not of course that the part played by acquired knowledge should be nil; but it is
necessary that the worker should be obliged always to bear in mind the guiding principle
behind the work in hand, so as to be able to apply it intelligently to ever new sets of
circumstances. The condition naturally governing such a presence of mind is that the
fluidity of the body produced by habit and skill should reach a very high degree. All the
ideas employed in the course of the work must also be sufficiently luminous to be able to
be called up in their entirety in the twinkling of an eye; whether the memory is capable
of retaining the idea itself or simply the formula that served to enshrine it depends on a
greater or lesser adaptability of mind, but even more on the more or less direct means
whereby an idea has taken shape in the mind. Furthermore, it goes without saying that the
degree of complexity of the difficulties to be solved must never be too great, on pain of
bringing about a split between thought and action. Naturally, such an ideal can never be
fully realized; one cannot avoid, in the practical affairs of life, carrying out actions
which it is impossible to understand at the moment when they are being carried out,
because one has to rely either on ready-made rules or else on instinct, trial and error,
routine. But one can at any rate widen bit by bit the sphere of conscious work, and
perhaps indefinitely so. To achieve this end it would be enough if man were no longer to
aim at extending his knowledge and power indefinitely, but rather at establishing, both in
his research and in his work, a certain balance between the mind and the object to which
it is being applied.
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But there is still another factor making for servitude; it is, in the case of each man,
the existence of other men. And indeed, when we look into it more closely, it is, strictly
speaking, the only factor; man alone can enslave man. Even primitive men would not be the
slaves of nature if they did not people her with imaginary beings comparable to man, whose
wills are, furthermore, interpreted by men. In this case, as in all the others, it is the
outside world that is the source of power; but if behind the infinite forces of nature
there did not lie, whether as a result of fiction or in reality, divine or human wills,
nature could break man, but she could not humiliate him. Matter can give the lie to
expectations and ruin efforts, it remains none the less inert, made to be understood and
handled from the outside; but the human mind can never be understood or handled from the
outside. To the extent to which a man's fate is dependent on other men, his own life
escapes not only out of his hands, but also out of the control of his intelligence;
judgment and resolution no longer have anything to which to apply themselves; instead of
contriving and acting, one has to stoop to pleading or threatening; and the soul is
plunged into bottomless abysses of desire and fear, for there are no bounds to the
satisfactions and sufferings that a man can receive at the hands of other men. This
degrading dependence is not the characteristic of the oppressed only; it is for the same
reason, though in different ways, that of both the oppressed and the powerful. As the man
of power lives only by his slaves, the existence of an inexorable world escapes him almost
entirely; his orders seem to him to contain within themselves some mysterious efficacy; he
is never capable, strictly speaking, of willing, but is a prey .to desires to which the
clear perception of necessity never comes to assign any limit. Since he cannot conceive of
any other mode of action than that of commanding, when he happens, as he inevitably does,
to issue commands in vain, he passes all of a sudden from the feeling of absolute power to
that of utter impotence, as often happens in dreams; and his fears are then all the more
overwhelming in that he feels himself continually threatened by his rivals.
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As for the slaves, they are continually striving with material elements; only their lot
does not depend on these material elements which they handle, but on masters whose whims
are unaccountable and insatiable.
But it would still be a small matter to be dependent on other beings who, although
strangers, are at any rate real and whom one can, if not penetrate, at least see, hear,
divine by analogy with oneself Actually, in all oppressive societies, any man, whatever
his rank may be, is dependent not only on those above or below him, but above all on the
very play of collective life - a blind play which alone determines the social hierarchies;
and it does not matter much in this respect whether power allows its essentially
collective origin to appear or else seems to reside in certain specific individuals after
the manner of the dormitive virtue in opium. Now, if there is one thing in the world which
is completely abstract, wholly mysterious, inaccessible to the senses and to the mind, it
is the collectivity ; the individual who is a member of it cannot, it would seem, reach up
to or lay hold of it by any artifice, bring his weight to bear on it by the use of any
lever; with respect to it he feels himself to be something infinitely small. If an
individual's caprices seem arbitrary to everybody else, the shocks produced by collective
life seem to be so to the second power. Thus between man and this universe which is
assigned to him by destiny as the sole matter of his thoughts and actions, the relation
oppression-servitude permanently sets the impenetrable screen of human arbitrariness. Why
be surprised, then, if instead of ideas one encounters little but opinions, instead of
action a blind agitation? One could only visualize the possibility of any progress in the
true sense of the word, that is to say progress in the order of human values, if one could
conceive as an ideal limit a society which armed man against the world with- out
separating him from it.
Man is not made to be the plaything of the blind collectivities that he forms with his
fellows, any more than he is made to be the plaything of a blind nature; but in order to
cease being delivered over to society as passively as a drop of water is to the sea, he
would have to be able-both to understand and to act upon it.
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In all spheres, it is true, collective strength infinitely surpasses individual
strength; thus you can no more easily conceive of an individual managing even a portion of
the collective life than you can of a line extending itself by the addition of a point.
Such, at any rate, is the appearance; but in reality there is one exception and one only,
namely, the sphere of the mind. In the case of the mind, the relation is reversed; here
the individual surpasses the collectivity to the same extent as something surpasses
nothing, for thought only takes shape in a mind that is alone face to face with itself;
collectivities do not think. It is true that mind by no means constitutes a force by
itself. Archimedes was killed, so it is said, by a drunken soldier; and if he had been
made to turn a millstone under the lash of a slave-overseer, he would have turned it in
exactly the same manner as the most dull-witted man. To the extent to which the mind soars
above the social melee, it can judge, but it cannot transform. All forms of force are
material; the expression "spiritual force" is essentially contradictory; mind
can only be a force to the extent to which it is materially indispensable. To express the
same idea under another aspect, man has nothing essentially individual about him, nothing
which is absolutely his own, apart from the faculty of thinking; and this society on which
he is in close dependence every minute of his existence depends in its turn a little on
him from the moment his thinking is necessary to it. For all the rest can be imposed from
outside by force, including bodily movements, but nothing in the world can compel a man to
exercise his powers of thought, nor take away from him the control over his own mind. If
you require a slave to think, the lash had better be put away; otherwise you will ruin
very little chance of obtaining high-quality results. Thus, if we wish to form, in a
purely theoretical way, the conception of a society in which collective life would be
subject to men as individuals instead of subjecting them to itself, we must visualize a
form of material existence wherein only efforts exclusively directed by a clear
intelligence would take place, which would imply that each worker himself had to control,
without referring to any external rule, not only the adaptation of his efforts to the
piece of work to be produced, but also their coordination with the efforts of all the
other members of the collectivity.
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The technique would have to be such as to make continual use of methodical thought; the
analogy between the techniques employed in the various tasks would have to be sufficiently
close, and technical education sufficiently widespread, to enable each worker to form a
clear idea of all the specialized procedures; coordination would have to be arranged in
sufficiently simple a manner to enable each one continually to have a precise knowledge of
it, as concerns both cooperation between workers and exchange of products ; collectivities
would never be sufficiently vast to pass outside the range of a human mind; community of
interests would be sufficiently patent to abolish competitive attitudes; and as each
individual would be in a position to exercise control over the collective life as a whole,
the latter would always be in accordance with the general will. Privileges founded upon
the exchange of products, secrets of production or coordination of labour would
automatically be done away with. The function of coordinating would no longer imply power,
since a continual check exercised by each individual would render any arbitrary decision
impossible. Generally speaking, men's dependence with regard to one another would no
longer imply that their fate rested in the hands of arbitrary factors, and would cease to
introduce into human life any mysterious element whatever, since each would be in a
position to verify the activities of all the rest by using his own reason. There is but
one single and identical reason for all men; they only become estranged from and
impenetrable to each other when they depart from it; thus a society in which the whole of
material existence had as its necessary and sufficient condition that each individual
should exercise his reason could be absolutely clearly understood by each individual mind.
As for the stimulus necessary to overcome fatigue, sufferings and dangers, each would find
it in the desire to win the esteem of his fellows, but even more so in himself; .in the
case of creative work by the mind, outward constraint, having become useless and harmful,
is replaced by a sort of inward constraint; the sight of the unfinished task attracts the
free man as powerfully as the overseer's whip stimulates the slave.
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Such a society alone would be a society of men free, equal and brothers. Men would, it
is true, be bound by collective ties, but exclusively in their capacity as men; they would
never be treated by each other as things. Each would see in every work-fellow another self
occupying another post, and would love him in the way that the Gospel maxim enjoins. Thus
we should possess, over and above liberty , a still more precious good; for if nothing is
more odious than the humiliation and degradation of man by man, nothing is so beautiful or
so sweet as friendship.
The above picture, considered by itself, is, if possible, still farther removed from
the actual conditions of human existence than is the fiction of a Golden Age. But, unlike
that fiction, it is able to serve, by way of an ideal, as a standard for the analysis and
evaluation of actual social patten1s. The picture of a completely oppressive social life
where every individual is subject to the operation of a blind mechanism was also purely
theoretical; an analysis which situated a society with respect to these two pictures would
already come much closer to reality, while still remaining very abstract. There thus
emerges a new method of social analysis which is not that of Marx, although it starts, as
Marx wanted, from the relationships of production; but whereas Marx, whose conception is
in any case not very precise on this point, seems to have wanted to classify the modes of
production in terms of output, these would be analyzed in terms of the relationships
between thought and action. It goes without saying that such a point of view in no way
implies that humanity has evolved, in the course of history, from the least conscious to
the most conscious forms of production; the idea of progress is indispensable for whoever
seeks to design the future in advance, but it can only lead the mind astray when it is the
past that is being studied. We must then replace it by the idea of a scale of values
conceived outside time; but it is not possible, either, to arrange the various social
patterns in serial order according to such a scale. What one can do is to refer to this
scale such and such an aspect of social life, taken at a given period.
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It is clear enough that one kind of work differs substantially from another by reason
of something which has nothing to do with welfare, or leisure, or security, and yet which
claims each man's devotion; a fisherman battling against wind and waves in his little
boat, although he suffers from cold, fatigue, lack of leisure and even of sleep, danger
and a primitive level of existence, has a more enviable lot than the manual worker on a
production line, who is nevertheless better off as regards nearly all these matters. That
is because his work resembles far more the work of a free man, despite the fact that
routine and blind improvisation sometimes playa fairly large part in it. The craftsman of
the Middle Ages also occupies, from this point of view, a fairly honorable position,
although the "tricks of the trade" which play so large a part in all work
carried out by hand are to a great extent something ,blind; as for the fully skilled
worker, trained in modern technical methods, he perhaps resembles most closely the perfect
workman.
Similar differences are found in collective action; a team of workers on a production
line under the eye of a foreman is a sorry spectacle, whereas it is a fine sight to see a
handful of workmen in the building trade, checked by some difficulty, ponder the problem
each for himself, make various suggestions for dealing with it, and then apply unanimously
the method conceived by one of them, who mayor may not have any official authority over
the remainder. At such moments the image of a free community appears almost in its purity.
As for the relationship between the nature of the work and the condition of the worker,
that, too, is clearly apparent, as soon as one takes a look at history or at our
present-day society; even the slaves of antiquity were treated with consideration when
they were employed as physicians or as pedagogues. However, all these remarks are still
concerned only with details. A method. enabling one to reach general views concerning the
various modes of social organization in terms of the ideas of servitude and of liberty
would be more valuable.
It would first of all be necessary to draw up something like a map of social life, a
map indicating the spots where it is indispensable that thought should be exercised, and
consequently, if one may so express it, the individual's zones of influence over society.
It is possible to distinguish three ways in which thought can play a part in social life ;
it can formulate purely theoretical speculations, the results of which will afterwards be
applied by technicians; it can be exercised in execution; it can be exercised in command
and management.
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In all these cases, it is only a question of a partial and, as it were, maimed exercise
of thought, since the mind is never able fully to embrace its object; but it is enough to
ensure that those who are obliged to think when they are discharging their social function
preserve the human aspect better than others. This is true not only for the oppressed, but
also for all degrees of the social scale. In a society founded on oppression, it is not
only the weak but also the most powerful who are bond- slaves to the blind demands of
collective life, and in each case heart and mind suffer a din1inution, though in different
ways. If we compare two oppressive social strata such as, for example, the citizens of
Athens and the Soviet bureaucracy, we find a distance between them at least as great as
that between one of our skilled workmen and a Greek slave. As for the conditions under
which thought plays a greater or lesser part in the exercise of power, it would be easy to
tabulate them according to the degree of complexity and range of business, the general
nature of the difficulties to be solved and the allocation of functions. Thus the members
of an oppressive society are not only distinguished according to the higher or lower
position in the social mechanism to which they cling, but also by the more conscious or
more passive character of their relationship with it, and this second distinction - the
more important of the two - has no direct connection with the first. As for the influence
that men charged with social functions subject to the control of their own intelligence
can exercise on the society of which they form a part, that depends, of course, on the
nature and importance of these functions; it would be very interesting, but also very
difficult, to carry out a detailed analysis with regard to this point.
Another very important factor in the relations between social oppression and
individuals arises from the more or less extensive powers of control that can be exercised
over the various functions essentially concerned in coordinating by men who are not
themselves invested with such powers; it is obvious that the more these functions cannot
be controlled, the more crushing collective life becomes for the general body of
individuals.
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Finally, one must bear in mind the nature of the ties which keep the individual in
material dependence upon the society surrounding him; at times these ties are looser, at
other times tighter, and considerable differences may be found at this point, according to
whether a man is more or less forced, at every moment of his existence, to address himself
to others in order to have the wherewithal to live, the wherewithal to produce, and to
protect himself from outside danger. For example, a workman who has a large enough garden
to supply himself with vegetables is more independent than those of his comrades who have
to get all their food from the shopkeepers ; an artisan who has his own tools is more
independent than a factory worker whose hands become useless as soon as it pleases the
boss to stop him from working his machine. As for protection against danger, the
individual's position in this respect depends on the method of warfare practiced by the
society in which he finds himself; where fighting is the monopoly of those belonging to a
certain social stratum, the security of everybody else depends on these privileged
persons; where the destructive power of armaments and the collective nature of warfare
give the central government the monopoly of military force, that government disposes of
the security of the citizens as it likes. To sum up, the least evil society is that in
which the general run of men are most often obliged to think while acting, have the most
opportunities for exercising control over collective life as a whole, and enjoy the
greatest amount of independence. Furthermore, the necessary conditions for diminishing the
oppressive weight of the social mechanism run counter to each other as soon as certain
limits are 'overstepped; thus the thing to do is not to proceed forward as far as possible
in a specific direction, but, what is much more difficult, to discover a certain optimum
balance.
The purely negative idea of a lessening of social oppression cannot by itself provide
an objective for people of good will. It is indispensable to form at any rate a vague
mental picture of the sort of civilization one wishes humanity to reach; and it matters
little if this mental picture is derived more from mere reverie than from real thought.
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If the foregoing analyses are correct, the most fully human civilization would be that
which had manual labour as its pivot, that in which manual labour constituted the supreme
value. I t is not a question of anything comparable to the religion of production which
reigned in America during the period of prosperity, and has reigned in Russia since the
Five Year Plan; for the true object of that religion is the product of work arid not the
worker, material objects and not man. It is not in relation to what it produces that
manual labour must become the highest value, but in relation to the man who performs it;
it must not be made the object of honors and rewards, but must constitute for each human
being what he is most essentially in need of if his life is to take on of itself a meaning
and a value in his own eyes. Even in these days, so-called disinterested activities, such.
as sport or even art or even thought, do not succeed in giving perhaps the equivalent of
what one experiences in getting directly to grips with the world by means of
non-mechanized labour. Rimbaud complained that "we are not in the world" and
that "true life is absent"; in those moments of incomparable joy and fullness we
.know by flashes that true life is there at hand, we feel with all our being that the
world exists and that we are in the world. Even physical fatigue cannot lessen the
strength of this feeling, but rather, as long as it is not excessive, augments it. If this
can be so in our day, what wonderful fullness of life could we not expect from a
civilization in which labour would be sufficiently transformed to exercise fully all the
faculties, to form the human act par excellence? It would then of necessity be at the very
centre of culture. At one time culture was considered by many as an end in itself, and in
our days those who see more in it than just a hobby usually look to it as a means of
escape from real life. Its true value should consist, on the contrary, in preparing for
real life, in equipping man so that he may maintain, both with this universe which is his
portion and with his fellows whose condition is identical to his own, relations worthy of
the greatness of humanity. Science is today regarded by some as a mere catalogue of
technical recipes, by others as a body of pure intellectual speculations which are
sufficient unto themselves; the former set too little value on the intellect, the latter
on the world.
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Thought is certainly man's supreme dignity; but it is exercised in a vacuum, and
consequently only in appearance, when it does not seize hold of its object, which can be
none other than the universe. Now what gives the abstract speculations of the scientists
that connection with the universe which alone can invest them with a concrete value, is
the fact that they are directly or indirectly applicable. In our days, it is true, their
own applications remain unknown to them; while those who elaborate or study those
speculations do so without considering their theoretical value. At least ,that is more
often than not the case. On the day when it became impossible to understand scientific
notions, even the most abstract, without clearly perceiving at the same time their
connection with possible applications, and equally impossible to apply such notions even
indirectly without thoroughly knowing and understanding them - on that day science would
have become concrete and labour would have become conscious; and then only will each
possess its full value.
Until that time comes, there will always be something incomplete and inhuman about
science and labour. Those who have so far maintained that applications are the goal of
science meant to say that truth is not worth seeking and that success alone counts ; but
it could be understood differently; one can conceive of a science whose ultimate aim would
be the perfecting of technique not by rendering it more powerful, but simply more
conscious and more methodical. Besides, output might well increase in proportion with
clear thinking; "seek ye first the kingdom of God ... and all these things shall be
added unto you". Such a science would be, in effect, a method for mastering nature,
or a catalogue of concepts indispensable for attaining to such mastery, arranged according
to an order that would make them palpably clear to the mind. Presumably Descartes
conceived science after this fashion. As for. the art of such a civilization, it would
crystallize in its works the expression of that happy balance between mind and body,
between man and the universe, which can exist in action only in the no blest forms of
physical labour; moreover, even in the past, the purest works of art have always expressed
the sentiment, or, to speak perhaps with greater precision, the presentiment of such a
balance.
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The essential aim of sport would be to give the human body that suppleness and, as
Hegel says, that fluidity which tenders it pervious to thought and enables the latter to
enter directly into contact with material objects. Social relations would be directly
modeled upon the organization of labour; men would group themselves in small working
collectivities, where cooperation would be the sovereign law, and where each would be able
to understand clearly and to verify the connection between the rules to which his life was
subjected and the public interest. Moreover, every moment of existence would afford each
the opportunity to understand and to feel how profoundly all men are one, since they all
have to bring one same reason to bear on similar obstacles; and all human relations, from
the most superficial to the very tenderest, would have about them something of that manly
and brotherly feeling which forms the bond between workmates.
No doubt all this is purely utopian. But to give even a summary description of a state
of things which would be better than what actually exists is always to build a utopia; yet
nothing is more necessary to our life than such descriptions, provided it is always reason
that is responsible for them. The whole of modern thought since the Renaissance is,
moreover, impregnated with more or less vague aspirations towards such a utopian
civilization; for some time it was even thought that this civilization was beginning to
take shape, and that men were entering upon a period when Greek geometry would descend
upon earth. Descartes certainly believed this, as also did some of his contemporaries.
Furthermore, the idea of labour considered as a human value is doubtless the one and only
spiritual conquest achieved by the human mind since the miracle of Greece; this was
perhaps the only gap in the ideal of human life elaborated by Greece and left behind by
her as an undying heritage. Bacon was the first to put forward this idea. For the ancient
and heartbreaking curse contained in Genesis, which made the world appear as a convict
prison and labour as the sign of men's servitude and abasement, he substituted in a flash
of genius the veritable charter expressing the relations between mall and the world:
"We cannot command Nature except by obeying her."
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This simple pronouncement ought to form by itself the Bible of our times. It suffices
to define true labour, the kind which forms free men, and that to the very extent to which
it is an act of conscious submission to necessity. After Descartes, scientists
progressively slipped into considering pure science as an end in itself; but the ideal of
a life devoted to some free form of physical labour began, on the other hand, to be
perceived by writers; and it even dominates the masterpiece of the poet usually regarded
as the most aristocratic of all, namely, Goethe. Faust, a symbol of the human soul in its
untiring pursuit of the good, abandons with disgust the abstract search for truth, which
has become in his eyes an empty and barren occupation; love merely leads him to destroy
the loved one; political and military power reveals itself as nothing but a game of
appearances; the meeting with beauty fulfils his dreams, but only for the space of a
second; his position as industrial leader gives him a power which he believes to be
substantial, but which nevertheless delivers him up to the tyranny of the passions.
Finally, he longs to be stripped of his magic power, which can be regarded as the symbol
of all forms of power, and he exclaims: "If I could stand before thee, Nature, simply
as a man, then it would be worth while being a human creature"; and he ends by
having, at the moment of death, a foretaste of the most complete happiness, by
representing to himself a life spent freely among a free people and entirely taken up by
hard and dangerous physical labour, which would, however, be carried out in the midst of
brotherly cooperation. It would be easy to cite yet other famous names, amongst them
Rousseau, Shelley and, above all, Tolstoy, who developed this theme throughout the whole
of his work in matchless accents. As for the working-class movement, every time it has
managed to escape from demagogy, it is on the dignity of labour that it has based the
workers' demands. Proudhon dared to write: "The genius of the humblest artisan is as
much superior to the materials with which he works as is the mind of a Newton to the
lifeless spheres whose distances, masses and revolutions he calculates."
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Marx, whose work contains a good many contradictions, set down as man's essential
characteristic, as opposed to the animals, the fact that he produces the conditions of his
own existence and thus himself indirectly produces himself. The revolutionary
syndicalists, who place at the core of the social problem the dignity of the producer as
such, are linked up with the same current of ideas. On the whole, we may feel proud to
belong to a civilization which has brought with it the presage of a new ideal.
SKETCH OF CONTEMPORARY SOCIAL LIFE
It is impossible to imagine anything more contrary to this ideal than the form which
modem civilization has assumed in our day, at the end of a development lasting several
centuries. Never has the individual been so completely delivered up to a blind
collectivity, and never have men been less capable, not only of subordinating their
actions - to their thoughts, but even of thinking. Such terms as oppressors and oppressed,
the idea of classes - all that sort of thing is near to losing all meaning, so obvious are
the impotence and distress of all men in face of the social machine, which has become a
machine for breaking hearts and crushing spirits, a machine for manufacturing
irresponsibility , stupidity, corruption, slackness and, above all, dizziness. The reason
for this pain- fu! state of affairs is perfectly clear. We are living in a world in which
nothing is made to man's measure; there exists a monstrous discrepancy between man's body,
man's mind and the things which at the present time constitute the elements of human
existence; everything is disequilibrium. There is not a single category, group or class of
men that is altogether exempt from this destructive disequilibrium, except perhaps for a
few isolated patches of more primitive life; and the younger generation, who have grown
and are growing up in it, inwardly reflect the chaos surrounding them more than do their
elders. This disequilibrium is essentially a matter of quantity. Quantity is changed into
quality, as Hegel said, and in particular a mere difference in quantity is sufficient to
change what is human into what is inhuman. From the abstract point of view quantities are
immaterial, since you can arbitrarily change the unit of measurement; but from the
concrete point of view certain units of measurement are given and have hitherto remained
invariable, such as the human body, human life, the year, the day, the average quickness
of human thought.
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Present-day life is not organized on the scale of all these things; it has been
transported into an altogether different order of magnitude, as though man were trying to
raise it to the level of the forces of outside nature while neglecting to take his own
nature into account. If we add that, to all appearances, the economic system has exhausted
its constructive capacity and is beginning to be able to function only by undermining
little by little its own material foundations, we shall perceive in all its simplicity the
veritable essence of the bottomless misery that forms the lot of the present generations.
In appearance, nearly everything nowadays is carried out methodically; science is king,
machinery invades bit by bit the entire field of labour, statistics take on a growing
importance, and over one-sixth of the globe the central authority is trying to regulate
the whole of social life according to plans. But in reality methodical thought is
progressively disappearing, owing to the fact that the mind finds less and less matter on
which to bite. Mathematics by itself forms too vast and too complex a whole to be embraced
by one mind; a fortiori the whole formed by mathematics and the natural sciences; a
fortiori the whole formed by science and its applications; and, on the other hand,
everything is too intimately connected for the mind to be able really to grasp partial
concepts. Now everything that the individual becomes powerless to control is seized upon
by, the collectivity. Thus science has now been for along time - and to an ever-increasing
extent - a collective enterprise. Actually, new results are always, in fact, the work of
specific individuals; but, save perhaps for rare exceptions, the value of any result
depends on such a complex set of interrelations with past discoveries and possible future
researches that even the mind of the inventor can- not embrace the whole. Consequently,
new discoveries, as they go on accumulating, take on the appearance of enigmas, after the
style of too thick a glass which ceases to be transparent. A fortiori practical
life takes on a more and more collective character, and the individual as such a more and
more insignificant place in it.
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Technical progress and mass production reduce manual workers more and more to a passive
role; in increasing proportion and to an ever greater extent they arrive at a form of
labour that enables them to carry out the necessary movements without understanding their
connection with the final result. On the other hand, an industrial concern has become
something too vast and too complex for anyone man to be able to grasp it fully; and
furthermore, in all spheres, the men who occupy key posts in social life are in charge of
matters which are far beyond the compass of any single human mind. As for the general body
of social life, it depends on so many factors, each of which is impenetrably obscure and
which are tangled up in inextricable relations with one another, that it would never even
occur to anyone to try to understand its mechanism. Thus the social function most
essentially connected with the individual, that which consists in coordinating, managing,
deciding, is beyond any individual's capacity and becomes to a certain extent collective
and, as it were, anonymous.
To the very extent to which what is systematic in contemporary life escapes the control
of the mind, its regularity is established by things which constitute the equivalent of
what collective thought would be if the collectivity did think. The cohesiveness of
science is ensured by means of signs; namely, on the one hand, by words or ready-made
phrases whose use is stretched beyond the meanings originally contained in them, on the
other hand, by algebraic calculations. In the sphere of labour, the things which take upon
themselves the essential functions are machines. The thing which relates production to
consumption and governs the exchange of products is money. Finally, where the function of
coordination and management is too heavy for the mind and intelligence of one man, it is
entrusted to a curious machine, whose parts are men, whose gears consist of regulations,
reports and statistics, and which is called bureaucratic organization. All these blind.
things imitate the effort of thought to the life. Just the mechanism of algebraic
calculation has led more than once to what might be called a new idea, except that the
content of such pseudo-ideas is no more than that of relations between signs; and algebra
is often marvelously apt to transform a series of experimental results into laws, with a
disconcerting ease reminding one of the fantastic transformations one sees in
motion-picture cartoons.
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Automatic machines seem to offer the model for the intelligent, faithful, docile and
conscientious worker. As for money, economists have long been convinced that it possesses
the virtue of establishing harmonious relations between the various economic functions.
And bureaucratic machines almost reach the point of taking. the place of leaders. Thus, in
all spheres, thought, the prerogative of the individual, is subordinated to vast
mechanisms which crystallize collective life, and that is so to such an extent that we
have almost lost the notion of what real thought is. The efforts, the labours, the
inventions of beings of flesh and blood whom time introduces in successive waves to social
life only possess social value and effectiveness on condition that they become in their
turn crystallized in these huge mechanisms. The inversion of the relation between means
and ends - an inversion which is to a certain extent the law of every oppressive society -
here becomes total or .nearly so, and extends to nearly everything. The scientist does not
use science in order to manage to see more clearly into his own thinking, but aims at
discovering results that will go to swell the present volume of scientific knowledge.
Machines do not run in order to enable men to live, but we resign ourselves to feeding men
in order that they may serve the machines. Money does not provide a convenient method for
exchanging products; it is the sale of goods which is a means for keeping money in
circulation. Lastly, organization is not a means for exercising a collective activity ,
but the activity of a group, whatever it may be, is a means for strengthening
organization. All other aspect of the same inversion consists in the fact that signs,
words and algebraic formulas in the field of knowledge, money and credit symbols in
economic life, play the part of realities of which the actual things themselves constitute
only the shadows, exactly as in Hans Andersen's tale in which the scientist and his shadow
exchanged roles; this is because signs constitute the material of social relations,
whereas the perception of reality is something individual. The dispossession of the
individual in favour of the collectivity is not, indeed, absolute, and it cannot become
so; but it is hard to imagine how it could go much farther than at present.
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The power and concentration of armaments place all human lives at the mercy of the
central authority. As a result of the vast extension of exchange, the majority of men
cannot procure for themselves the greater part of what they con- slime save through the
medium of society and in return for money; the peasants themselves are today to a large
extent under this obligation to buy. And as big industry is a system of collective
production, a great many men are forced, in order that their hands may come into contact
with the material of work, to go through a collectivity which swallows them up and pins
them down to a more or less servile task; when it rejects them, the strength and skill of
their hands remain useless. The very peasants, who hitherto had managed to escape this
wretched condition, have been reduced to it of late over one-sixth of the globe. Such a
stifling state of affairs certainly provokes here and there an individualistic reaction;
art, and especially literature, bears the marks of it; but since, owing to objective
conditions, this reaction cannot impinge on either the sphere of thought or that of
action, it remains bottled up in the play of the inner consciousness or in dreams of
adventure and gratuitous acts, in other words, it never leaves the realm of shadows; and
everything leads one to suppose that even this shadowy reaction is doomed to disappear
almost completely.
When man reaches this degree of enslavement, judgments of value can only be based,
whatever the particular field may be, on a purely external criterion; language does not
possess any term so foreign to thought as properly to express something so devoid of
meaning; but we may say that this criterion is constituted by efficiency, provided we
thereby understand successes obtained in a vacuum. Even a scientific concept is not valued
according to its content, which may be completely unintelligible, but according to the
opportunities it provides for coordinating, abbreviating, summarizing. fu the economic
field, an undertaking is judged, not according to the real utility of the social functions
it fulfills, but according to its growth so far and the speed with which it is developing;
and the same is true of everything.
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Thus judgment of values is as it were entrusted to material objects instead of to the
mind. The efficacy of efforts of whatever kind must always, it is true, be verified by
thought, for, generally speaking, all verification proceeds from the mind; but thought has
been reduced to such a subordinate role that one may say, by way of simplification, that
the function of verification has passed from thought to things. But this excessive
complication of all theoretical and practical activities which has thus dethroned thought,
finally, when still further aggravated, comes to render the verification exercised by
things in its turn imperfect and almost impossible. Everything is then blind. Thus it is
that, in the sphere of science, the excessive accumulation of materials of every kind
produces such chaos that the time seems to be approaching when any system will appear
arbitrary. The chaos existing in economic life is still far more patent. fu the actual
carrying out of work, the subordination of irresponsible slaves to leaders overwhelmed by
the mass of things to attend to, and, incidentally, themselves to a large extent
irresponsible, is the cause of faulty workmanship and countless acts of negligence; this
evil, which was first of all restricted to the big industrial undertakings, has now spread
to the countryside wherever the peasants are enslaved after the manner of the industrial
workers, that is to say, in Soviet Russia. The tremendous extension of credit prevents
money from playing its regulating role so far as concerns commercial exchanges and the
relationships between the various branches of production; and it would be useless to try
to remedy this by doses of statistics. The parallel extension of speculation ends up by
rendering the prosperity of industries independent, to a large extent, of their good
functioning; the reason being that the capital increase brought about by the actual
production of each of them counts less and less as com- pared with the constant supply of
fresh capital. In short, in all spheres, success has become something almost arbitrary; it
seems more and more to be the work of pure chance; and as it constituted the sole rule in
all branches of human activity, our civilization is invaded by an ever-increasing
disorder, and ruined by a waste in proportion to that disorder.
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This transformation is taking place at the very moment when the sources of profit on
which the capitalist economy formerly drew for its prodigious development are becoming
less and less plentiful, and when the technical conditions of work are themselves imposing
a rapidly decreasing tempo on the improvement of industrial equipment.
So many profound changes have been taking place almost unbeknownst to us, and yet we
are living in a period when the very axis of the social system is as it were in process of
heeling over. Throughout the rise of the industrial system social life found itself
oriented in the direction of construction. The industrial equipment of the planet was the
supreme battle-ground on which the struggle for power was waged. To increase the size of
an undertaking faster than its competitors, and that by means of its own resources-such
was, broadly speaking, the aim and object of economic activity. Saving was the rule of
economic life; consumption was restricted as much as possible, not only that of the
workers, but also that of the capitalists themselves, and, in general, all expenditure
connected with other things than industrial equipment. The supreme mission of governments
was to preserve peace at home and abroad. The bourgeoisie were under the impression that
this state of things would go on indefinitely, for the greater happiness of humanity; but
it could not go on indefinitely in this way. Nowadays, the struggle for power, while
preserving to a certain extent the same outward appearance, has entirely changed in
character. The formidable increase in the part capital plant plays in undertakings, if
compared with that of living labour, the rapid decrease in the rate of profit which has
resulted, the ever-increasing amount of overhead expenses, waste, leakage, the lack of any
regulating device for adjusting the various branches of production to one another -
everything prevents social activity from still having as its pivot the development of the
undertaking by turning profits into capital. It seems as though the economic struggle has
ceased to be a form of competition in order to become a sort of war. It is no longer so
much a question of properly organizing the work as of squeezing out the greatest possible
amount of available capital scattered about in society by marketing shares, and then of
squeezing out the greatest possible amount of money from everywhere by marketing products;
everything takes place in the realm of opinion, and almost of fiction, by means of
speculation and publicity.
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Since credit is the key to all economic success, saving is replaced by the maddest
forms of expenditure. The term property has almost ceased to have any meaning; the
ambitious man no longer thinks of being owner of a business and running it at a profit,
but of causing the widest possible sector of economic activity to pass under his control.
In a word, if we attempt to characterize, albeit in vague and summary fashion, this almost
impenetrably obscure transformation, it is now a question in the struggle for economic
power far less of building up than of conquering; and since conquest is destructive, the
capitalist system, though remaining outwardly pretty much the same as it was fifty years
ago, is wholly turned towards destruction. The means employed in the economic struggle -
publicity , lavish display of wealth, corruption, enormous capital investments based
almost entirely on credit, marketing of useless products by almost violent methods,
speculations with the object of ruining rival concerns - all these tend to undermine the
foundations of our economic life far more than to broaden them.
But all that is little enough compared with two related phenomena which are beginning
to appear clearly and to cause a tragic threat to weigh upon the life of everyone; namely,
on the one hand, the fact that the State tends more and more, and with an extraordinary
rapidity, to become the centre of economic and social life, and, on the other hand, the
subordination of economic to military interests. If one tries to analyze these phenomena
in detail, one is held up by an almost inextricable web of reciprocal causes and effects;
but the general trend is clear enough. It is quite natural that the increasingly
bureaucratic nature of economic activity should favour the development of the power of the
State, which is the bureaucratic organization par excellence. The profound change
in the economic struggle operates in the same direction; the State is incapable of
constructing, but owing to the fact that it concentrates in its hands the most powerful
means of coercion, it is brought, as it were, by its very weight gradually to become the
central element when it comes to conquering and destroying.
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Finally, seeing that the extraordinary complication of exchange and credit operations
prevents money henceforth from sufficing to coordinate economic life, a semblance of
bureaucratic coordination has to make up for it; and the central bureaucratic
organization, which is the State machine, must naturally be led sooner or later to take
the main hand in this coordination. The pivot around which revolves social life, thus
transformed, is none other than preparation for war. Seeing that the struggle for power is
carried out by conquest and destruction, in other words by a diffused economic war, it is
not surprising that actual war should come to occupy the foreground. And since war is the
recognized form of the struggle for power when the competitors are States, every increase
in the State's grip on economic life has the effect of orienting industrial life yet a
little farther towards preparation for war; while, conversely, the ever-increasing demands
occasioned by preparation for war help day by day to bring the all-round economic and
social activities of each country more and more into subjection to the authority of the
central power. It seems fairly clear that contemporary humanity tends pretty well
everywhere towards a totalitarian form of social organization - to use the term which the
national - socialists have made fashionable - that is to say, towards a system in which
the State power comes to exercise sovereign sway in all spheres, even, indeed above all,
in that of thought. Russia presents us with an almost perfect example of such a system,
for the greater misfortune of the Russian people; other countries will only be able to
approach it, short of upheavals similar to that of October 1917; but it seems inevitable
that all of them will approach it more or less in the course of the coming years. This
development will only - give disorder a bureaucratic form, and still further increase
confusion, waste and misery. Wars will bring in their train a frantic consumption of raw
materials and capital equipment, a crazy destruction of wealth of all kinds that previous
generations have bequeathed us.
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When chaos and destruction have reached the limit beyond which the very functioning of
the economic and social organization becomes materially impossible, our civilization will
perish; and humanity, having gone back to a more or less primitive level of existence and
to a social life dispersed into much smaller collectivities, will set out again along a
new road which it is quite impossible for us to predict.
To imagine that we can switch the course of history along a different track by
transforming the system through reforms or revolutions, to hope to find salvation in a
defensive or offensive action against tyranny and militarism-all that is just
day-dreaming. There is nothing on which to base even attempts. Marx's assertion that the
regime would produce its own grave diggers is cruelly contradicted every day; and one
wonders, incidentally, how Marx could ever have believed that slavery could produce free
men. Never yet in history has a regime of slavery fallen under the blows of the slaves.
The truth is that, to quote a famous saying, slavery degrades man to the point of making
him love it; that liberty is precious only in the eyes of those who effectively possess
it; and that a completely inhuman system, as ours is, far from producing beings capable of
building up a human society, models all those subjected to it - oppressed and oppressors
alike - according to its own image. Everywhere, in varying degrees, the impossibility of
relating what one gives to what one receives has killed the feeling for sound workmanship,
the sense of responsibility, and has developed passivity, neglect, the habit of expecting
everything from outside, the belief in miracles. Even in the country, the feeling of a
deep-seated bond between the land which sustains the man and the man who works the land
has to a large extent been obliterated since the taste for speculation, the unpredictable
rises and falls in currencies and prices have got countryfolk into the habit of tun1ing
their eyes towards the towns. The worker has not the feeling of earning his living as a
producer; it is merely that the undertaking keeps him enslaved for long hours every day
and allows him each week a sum of money which gives him the magic power of conjuring up at
a moment's notice ready-made products, exactly as the rich do. The presence of innumerable
unemployed, the cruel necessity of having to beg for a job, make wages appear less as
wages than as alms.
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As for the unemployed themselves, the fact that they are involuntary parasites, and
poverty-stricken into the bargain, does not make them any the less parasites. Generally
speaking, the relation between work done and money earned is so hard to grasp that it
appears as almost accidental, so that labour takes on the aspect of servitude, money that
of a favour. The so-called governing classes are affected by the same passivity as all the
others, owing to the fact that, snowed under as they are by an avalanche of inextricable
problems, they long since gave up governing. One would look in vain, from the highest down
to the lowest rungs of the social ladder, for a class of men among whom the idea could one
day spring up that they might, in certain circumstances, have to take in hand the
destinies of society; the harangues of the fascists could alone give the illusion of this,
but they are empty.
As always happens, mental confusion and passivity leave free scope to the imagination.
On all hands one is obsessed by a representation of social life which, while differing
considerably from one class to another, is always made up of mysteries, occult qualities,
myths, idols and monsters; each one thinks that power resides mysteriously in one of the
classes to which he has no access, because hardly anybody understands that it resides
nowhere, so that the dominant feeling everywhere is that dizzy fear which is always
brought about by loss of contact with reality. Each class appears from the outside as a
nightmare object. In circles connected with the working-class movement, dreams are haunted
by mythological monsters called Finance, Industry, Stock Exchange, Bank, etc.; the
bourgeois dream about other monsters which they call ringleaders, agitators, demagogues;
the politicians regard the capitalists as supernatural beings who alone possess the key to
the situation, and vice versa; each nation regards its neighbors as collective
monsters inspired by a diabolical perversity. One could go on developing this theme
indefinitely. In such a situation, any log whatever can be looked upon as king and take
the place of one up to a certain point thanks to that belief alone; and this is true, not
merely in the case of men in general, but also in that of the governing classes. Nothing
is easier, for that matter, than to spread any myth whatsoever throughout a whole
population.
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We must not be surprised, therefore, at the appearance of "totalitarian"
regimes unprecedented in history. It is often said that force is powerless to overcome
thought; but for this to be true, there must be thought. Where irrational opinions hold
the place of ideas, force is all-powerful. It is quite unfair to say, for example, that
fascism annihilates free thought; in reality it is the lack of free thought which makes it
possible to impose by force official doctrines entirely devoid of meaning. Actually, such
a regime even manages considerably to increase the general stupidity, and there is little
hope for the generations that will have grown up under the conditions which it creates.
Nowadays, every attempt to turn men into brutes finds powerful means at its disposal. On
the other hand, one thing is impossible, even were you to dispose of the best of public
platforms, and that is to diffuse clear ideas, correct reasoning and sensible views on any
wide scale.
It is no good expecting help to come from men; and even were it otherwise, men would
none the less be vanquished in advance by the natural power of things. The present social
system pro- vides no means of action other than machines for crushing humanity; whatever
may be the intentions of those who use them, these machines crush and will continue to
crush as long as they exist. With the industrial convict prisons constituted by the big
factories, one can only produce slaves and not free workers, still less workers who would
form a dominant class. With guns, airplanes, bombs, you can spread death, terror,
oppression, but not life and liberty. With gas masks, air-raid shelters and air-raid
warnings, you can create wretched masses of panic-stricken human beings, ready to succumb
to the most senseless forms of terror and to welcome with gratitude the most humiliating
forms of tyranny, but not citizens. With the popular press and the wireless, you can make
a whole people swallow with their breakfast or their supper a series of ready-made and, by
the same token, absurd opinions - for even sensible views become deformed and falsified in
minds which accept them unthinkingly; but you cannot with the aid of these things arouse
so much as a gleam of thought. And without factories, without arms, without the popular
press you can do nothing against those who possess all these things.
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The same applies to everything. The powerful means are oppressive, the non-powerful
means remain inoperative. Each time that the oppressed have tried to set up groups able to
exercise a real influence, such groups, whether they went. by the name of parties or
unions, have reproduced in full within themselves all the vices of the system which they
claimed to reform or abolish, namely, bureaucratic organization, reversal of the
relationship between means and ends, contempt for the individual, separation between
thought and action, the mechanization of thought itself, the exploitation of stupidity and
lies as means of propaganda, and so on.
The only possibility of salvation would lie in a methodical cooperation between all,
strong and weak, with a view to accomplishing a progressive decentralization of social
life; but the absurdity of such an idea strikes one immediately. Such a form of
cooperation is impossible to imagine, even in dreams, in a civilization that is based on
competition, on struggle, on war. Apart from some such cooperation, there is no means of
stopping the blind trend of the social machine towards an increasing centralization, until
the machine itself suddenly jams and flies into pieces. What weight can the hopes and
desires of those who are not at the control levers carry, when, reduced to the most tragic
impotence, they find themselves the mere playthings of blind and brutish forces? As for
those who exercise economic or political authority, harried as they are incessantly by
rival ambitions and hostile powers, they cannot work to weaken their own authority without
condemning themselves almost certainly to being deprived of it. The more they feel
themselves to be animated by good intentions, the more they will be brought, even despite
- themselves, to endeavour to extend their authority in order to increase their ability to
do good; which amounts to oppressing people in the hope of liberating them, as Lenin did.
It is quite patently impossible for decentralization to be initiated by the central
authority; to the very extent to which the central authority is exercised, it brings
everything else under its subjection. Generally speaking, the idea of enlightened
despotism, which has always had a utopian :flavour about it, is in our day completely
absurd.
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Faced with problems whose variety and complexity are infinitely beyond the range of
great as of limited minds, no despot in the world can possibly be enlightened. Though a
few men may hope, by dint of honest and methodical thinking, to perceive a few gleams in
this impenetrable darkness, those whom the cares and responsibilities of authority deprive
of both leisure and liberty of mind are certainly not of that number.
In such a situation, what can those do who still persist, against all eventualities, in
honoring human dignity both in themselves and in others? Nothing, except endeavor to
introduce a little play into the cogs of the machine that is grinding us down; seize every
opportunity of awakening a little thought wherever they are able; encourage whatever is
capable, in the sphere of politics, economics or technique, of leaving the individual here
and there a certain freedom of movement amid the trammels cast around him by the social
organization. That is certainly something, but it does not go very far. On the whole, our
present situation more or less resembles that of a party of absolutely ignorant travelers
who find themselves in a motor-car launched at full speed and driverless across broken
country. When will the smash-up occur after which it will be possible to consider trying
to construct something new? Perhaps it is a matter of a few decades, perhaps of centuries.
There are no data enabling one to fix a probable lapse of time. It seems, however, that
the material resources of our civilization are not likely to become exhausted for some
considerable time, even allowing for wars; and, on the other hand, as centralization, by
abolishing all individual initiative and all local life, destroys by its very existence
everything which might serve as a basis for a different form of organization, one may
suppose that the present system will go on existing up to the extreme limit of
possibility. To sum up, it seems reasonable to suppose that the generations which will
have to face the difficulties brought about by the collapse of the present system have yet
to be born. As for the generations now living, they are perhaps, of all those that have
followed each other in the course of human history, - the ones which will have had to
shoulder the maximum of imaginary responsibilities and the minimum of real ones. Once this
situation is fully realized, it leaves a marvelous freedom of mind.
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Conclusion
What exactly will perish and what subsist of our present civilization? What are the
conditions and what is the direction in which history will afterwards unfold itself? These
questions are insoluble. What we know in advance is that life will be proportionately less
inhuman according as the individual ability to think and act is greater. Our present
civilization, of which our descendants will no doubt inherit some fragments, at any rate
contains, we feel it only too keenly, the wherewithal to crush man; but it also contains,
at least in germ, the wherewithal to liberate him. Our science includes, despite all the
obscurities engendered by a sort of new scholasticism, some admirable flashes of genius,
some parts that are clear and luminous, some perfectly methodical steps undertaken by the
mind. In our technique also the germs of a liberation of labour can be found: probably
not, as is commonly thought, in the direction of automatic machines; these certainly
appear to be suitable, from the purely technical point of view, for relieving men of the
mechanical and unconscious element contained in labour, but, on the other hand, they are
indissolubly bound up with an excessively centralized and consequently very oppressive
economic organization. But other forms of the machine-tool have produced - above all
before the war - perhaps the finest type of conscious worker history has ever seen,
namely, the skilled workman. If, in the course of the last twenty years, the machine-tool
has become more and more automatic in its functioning, if the work carried out, even on
machines of relatively ancient design, has become more and more mechanical, the reason
lies in the ever-increasing concentration of the economy. Who knows whether an industry
split up into innumerable small undertakings would not bring about an inverse development
of the machine-tool, and, at the same time, types of work calling for a yet greater
consciousness and ingenuity than the most highly skilled work in modern factories? We are
all the more justified in entertaining such hopes in that electricity supplies the form of
energy suitable for such a type of industrial organization.
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Given that once we have fully realized our almost complete powerlessness in regard to
present-day ills we are at any rate relieved of the duty of concerning ourselves with the
present state of things, apart from those moments when we feel its direct impact, what
nobler task could we assume than that of preparing for such a future in a methodical way
by devoting ourselves to drawing up an inventory of modern civilization, It is certainly a
task which goes far beyond the narrow possibilities of a single human life; on the other
hand, to pursue such a course is to condemn oneself of a certainty to moral loneliness, to
lack of understanding, to the hostility of the enemies as well as of the servants of the
existing order. As for future generations, nothing entitles us to assume that, across the
upheavals which separate. us from them, chance may allow the fragmentary ideas that might
be elaborated by a few solitary minds in our day even to reach them. But it would be folly
to complain of such a situation. No pact with Providence has ever guaranteed the
effectiveness of even the most nobly-inspired efforts. And when one has resolved to place
confidence, within and around oneself, solely in efforts whose source and origin lie in
the mind of the very person who accomplishes them, it would be foolish to wish that some
magical operation should enable great results to be obtained with the insignificant forces
placed at the disposal of isolated individuals. It is never by such arguments that a
staunch mind can allow itself to be deflected, once it has clearly perceived that there is
one thing to be done, and one only.
It would thus seem to be a question of separating, in present-day civilization, what
belongs of right to man, considered as an individual, and what is of a nature to place
weapons in the hands of the collectivity for use against him, whilst at the same time
trying to discover "the means whereby the former elements may be developed at the
expense of the latter. As far as science is concerned, we must no longer seek to add to
the already over-great mass which it forms; we must draw up its balance-sheet, so as to
enable the mind to place in evidence there what is properly its own, what is made up of
clear concepts, and to set aside what is only an automatic procedure for coordinating,
unifying, summarizing or even discovering; we must try to reduce these procedures
themselves to conscious steps on the part of the mind; we must, generally speaking,
wherever possible, conceive of and present scientific results as merely a phase in the
methodical activity of the mind.
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For this purpose, a serious study of the history of the sciences is probably
indispensable. As for technique, it ought to be studied in a thoroughgoing manner - its
history, present state, possibilities of development - and that from an entirely new point
of view, which would no longer be that of output, but that of the relation between the
worker and his work. Lastly, the analogy between the steps accomplished by the human mind,
on the one hand in daily life and particularly in work, on the other hand in the
methodical development of science, should be fully brought out. Even if a sequence of
mental efforts oriented in this sense were to remain without influence on the future
evolution of social organization, it would not lose its value on that account; the future
destinies of humanity are not the sole object worthy of consideration. Only fanatics are
able to set no value on their own existence save to the extent that it serves a collective
cause; to react against the subordination of the individual to the collectivity implies
that one begins by refusing to subordinate one's own destiny to the course of history. In
order to resolve upon undertaking such an effort of critical analysis, all one needs is to
realize that it would enable him who did so to escape the contagion of folly and
collective frenzy by reaffirming on his own account, over the head of the social idol, the
original pact between the mind and the universe. |